The Oncologist, Vol. 10, No. 7, 528-538, August 2005; doi:10.1634/theoncologist.10-7-528 © 2005 AlphaMed Press
Vaccines Against Human Papillomavirus and Cervical Cancer: Promises and ChallengesDivision of Gynecologic Oncology, Chao Family Comprehensive Cancer Center, University of California, Irvine, Orange, California, USA Correspondence: Bradley J. Monk, M.D., Division of Gynecologic Oncology, Chao Family Comprehensive Cancer Center, University of California, Irvine, 101 The City Drive, Building 56, Room 262, Orange, California 92868-3298, USA. Telephone: 714-456-7974; Fax: 714-456-6463; e-mail: bjmonk{at}uci.edu
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Cervical cancer and precancerous lesions of the genital tract are major threats to the health of women worldwide. The introduction of screening tests to detect cervical cancer precursor lesions has reduced cervical cancer rates in the developed world, but not in developing countries. Human papillomavirus (HPV) is the primary etiologic agent of cervical cancer and dysplasia. Thus, cervical cancer and other HPV-associated malignancies might be prevented or treated by HPV vaccines. Two vaccine strategies have been developed. First, prevention of HPV infection through induction of capsid-specific neutralizing antibodies has been studied in clinical trials. However, because the capsid proteins are not expressed at detectable levels by infected basal keratinocytes or in HPV-transformed cells, a second approach of developing therapeutic vaccines by targeting nonstructural early viral antigens has also been developed. Because two HPV oncogenic proteins, E6 and E7, are critical to the induction and maintenance of cellular transformation and are coexpressed in the majority of HPV-containing carcinomas, most therapeutic vaccines target one or both of these gene products. A variety of approaches is being tested in therapeutic vaccine clinical trials, whereby E6 and/or E7 are administered in live vectors, as peptides or protein, in nucleic acid form, or in cell-based vaccines. The paradigm of preventing HPV infection through vaccination has been tested, and two vaccines are currently in phase III clinical trials. However, current therapeutic vaccine trials are less mature with respect to disease clearance. A number of approaches have shown significant therapeutic benefit in preclinical papillomavirus models and await testing in patient populations to determine the most effective curative strategy. Key Words. Human papillomavirus • Vaccine • Cervical cancer • Cervical dysplasia
Cervical cancer and precancerous cervical lesions constitute a major problem in womens health. Clinical, molecular, and epidemiological investigations have identified human papillomavirus (HPV) as the major cause of cervical cancer and cervical dysplasia [1]. Virtually all cervical cancers (99%) contain the genes of high-risk HPVs, most commonly types 16,18, 31, and 45 [1]. Every year, 470,000 cases of cervical cancer are diagnosed worldwide, and about half of the women afflicted will die. In the U.S. alone, 50 million Pap tests are performed each year, and they discover close to 1.2 million cases of low-grade dysplasia (cervical intraepithelial neoplasia [CIN]1), 300,000 cases of high-grade dysplasia (CIN2/3) and 10,000 cases of cervical cancer [2]. The total health care cost associated with the screening and treatment of cervical cancer in the U.S. is estimated to be $6 billion per year. Although screening has dramatically reduced the incidence of this disease in the developed world, it is still estimated that there will be 3,710 deaths from cervical cancer in the U.S. during 2005. In areas of the world where most women do not have access to regular gynecological care and screening, cervical cancer is second only to breast cancer as a cancer-related cause of death [2]. Current treatment of cervical dysplasia is limited to excisional or ablative procedures that remove or destroy cervical tissue. These procedures have efficacy rates of approximately 90% but are associated with morbidity and expense. Additionally, surgical treatments remove only the dysplastic tissue, leaving normal-appearing HPV-infected tissue untreated [3]. It is therefore desirable to eradicate this infection using a vaccine, as was done previously with great success with hepatitis B. Preventive vaccination of adolescents before they first encounter HPV aims at this target. However, already-infected women as well as patients suffering from advanced cervical cancer could also benefit from therapeutic vaccinations under development. This article reviews the available information on prophylactic and therapeutic vaccines for HPV infection, with an emphasis on recent clinical trials.
HPV Infection in both women and men is clearly related to sexual activity as well as environmental factors such as birth control pills and smoking. For women, the most striking risk factors for HPV infection and the development of detectable pathology are numerous lifetime sexual partners and early onset of sexual activity. Although HPV-related cancers are more common in women, increasing numbers of HPV-related carcinomas of the anal mucosa are being reported among men having sex with men [4]. A third group at risk for severe HPV infections is neonates. At birth, HPV can infect the mucosa of the pharynx and cause large wart-like lesions that can obstruct the airway. To date, more than 100 genotypes of HPV have been described. Genotyping of HPV is based on DNA sequences of the L1, E6, and E7 genes. A 10% difference in sequence with respect to previously established strains is sufficient to define a new type of virus. In general, HPV infects the basal cells of human epithelial surfaces. Infected basal cells divide; some progeny remain as infected basal cells, while others move away from the basement membrane, differentiate, and become epithelial cells. Virus replication and assembly is tightly linked to the differentiation program of epithelial cells. Infectious virions are produced only in the terminally differentiated cell and are shed as virus-laden squamous cells. This explains why HPV cannot grow in tissue culture. By infecting only the basal layer cells and executing viral replication and assembly only in a fully differentiated cell, HPV avoids the immune system of the host. The success of this strategy is documented by very poor immune response (humoral as well as cell-mediated) to HPV infection. The nature of this response is under investigation; nevertheless, most women infected spontaneously resolve their infection in less than 2 years. Infections that are not controlled and persist for prolonged periods can cause more severe pathologies and, ultimately, cancer [5]. The HPV genome codes for only eight proteins (open reading frames). The late L1 and L2 genes code for the viral capsid proteins, the early proteins E1 and E2 are responsible for viral replication and transcription, and E4 seems to aid virus release from infected cells [6]. The early genes of the high-risk HPV types (E6 and E7) encode the main transforming proteins. These genes are capable of immortalization of epithelial cells and are thought to play a role in the initiation of the oncogenic process. The protein products of these early genes interfere with the normal function of tumor suppressor genes. HPV E6 is able to interact with p53, leading to its dysfunction, thereby impairing its ability to block the cell cycle when DNA errors occur. E6 also keeps the telomerase length above its critical point, protecting the cell from apoptosis. HPV E7 binds to retinoblastoma protein (pRb) and activates genes that start the cell cycle, leading to tissue proliferation. E5 has also been implicated in cellular transformation. Thus, there is now ample evidence based on molecular data alone that HPV has the tools to cause cancer. Clinical, pathological, and virological studies have defined a progression of events in the development of cervical cancer. The pathogenesis of cervical cancer is initiated by HPV infection of the cervical epithelium during sexual intercourse. The initial cervical epithelial changes, pathologically classified as CIN1, are associated with continued viral replication and virus shedding. Progression to high-grade lesions (CIN2/3) and ultimately to invasive cancer is usually associated with conversion of the viral genome from an episomal form to an integrated form, along with deletion or inactivation of E2, a negative regulator of E6 and E7 expression. Development of invasive cancer requires additional genetic events facilitated by E6- and E7-mediated inactivation of the genome guardians p53 and pRb, genomic instability, and suppression of apoptosis [7]. Several studies have demonstrated that virus-neutralizing antibodies mediate protection of animals from experimental papillomavirus infection. For example, passive transfer of sera from virus-like particle (VLP)vaccinated rabbits to naïve rabbits is sufficient for protection [8]. Similarly, vaccination with L2 peptides protects rabbits from papillomas resulting from viral but not from viral DNA challenge, consistent with the protection mediated by neutralizing antibodies [9]. Although antibody-mediated neutralizing of virus has important preventive utility, several lines of evidence suggest that cell-mediated immune responses are also important in controlling established HPV infections as well as HPV-associated neoplasms [10]: (a) The prevalence of HPV-related diseases (infections and neoplasms) is higher in patients with impaired cell-mediated immunity, including transplant recipients and HIV-infected patients; (b) animals immunized with nonstructural viral proteins are protected from papillomavirus infection and the development of neoplasia. Immunization also facilitates the regression of existing lesions; (c) Infiltrating CD4+ (T-helper cells) and CD8+ (cytotoxic T cells) cells have been observed in spontaneously regressing warts; (d) Warts in patients receiving immunosuppressive therapy often disappear when treatment is discontinued. The well-characterized foreign (viral) antigens and the well-defined virological, genetic, and pathological progression of HPV have provided a unique opportunity to evaluate interventions with antigen-specific immunotherapy. Conceptually, two different types of HPV vaccines can be designed: prophylactic (preventive) vaccines that prevent HPV infection and therapeutic (curative) vaccines that induce regression of established HPV infection and its sequelae.
Traditionally, in etiological and cancer prevention studies, the measurable end point to determine efficacy of an intervention has been the incidence of cancer itself. But as some cancers take a long time to develop and are not common in a given population, trials with an end point of invasive cancer can be prohibitively large and lengthy. In the case of cervical cancer, a disease that can be prevented through proper detection and treatment, a study end point of cancer can be ethically impracticable. Recently, the U.S. Food and Drug Administration Vaccines and Related Biologicals Advisory Committee concluded that the primary end point for vaccine licensure in the U.S. should be CIN2/3 as well as cancer [11]. Because persistent infection with the same high-risk type is considered a predictor for high-grade cervical dysplasia and cancer, these surrogate end points might be useful in future vaccine efficacy studies. Indeed, if vaccines prove to be effective against transient or especially persistent HPV infections, it is likely that they will protect women against cervical cancers as well. An ideal prophylactic vaccine needs to possess several attributes [12]. It should be safe, because it would be given to young, normal individuals, the vast majority of whom, even without a vaccine, would not be expected to develop cancer from HPV infection. It should be able to be administered in settings with poor resources, be inexpensive, and be effective after a single dosage. Protection should last many years and the vaccine should confer a substantial reduction in the incidence of cervical cancer. However, it is difficult to define precisely what degree of reduction in cervical cancer would justify the widespread use of an HPV vaccine. Mammography is recommended for breast cancer screening, although it is believed to reduce breast cancer deaths by no more than one third. By comparison, an HPV vaccine that successfully targeted all cervical cancer cases attributable to HPV-16 alone would be expected to reduce the worldwide incidence of cervical cancer by more than half. In countries with effective population-wide cervical cancer screening programs, other considerations are whether the introduction of a vaccine might be able to reduce the physical, psychological, and financial costs associated with screening and follow-up through a reduction in the frequency of detection of cervical abnormalities and/or the frequency of screening.
Probably the most important contribution to the field of HPV vaccine development came in 1991, when Zhou et al. [13] showed that HPV-16 L1 capsid protein, when expressed in a recombinant system, formed virus-like particles (VLPs) that resembled native virions. These VLPs have been proven to be highly antigenic. Parenteral injection of these VLPs elicits high titers of serum-neutralizing antibodies and protection from experimental viral challenge with infectious virus in several animal papillomavirus models. Protection from experimental infection by cottontail rabbit papillomavirus (CRPV) or canine oral papillomavirus after passive transfer of IgG from VLP-immunized animals to naïve animals has been demonstrated in rabbits and dogs, respectively [8, 14]. The results from these protective vaccine studies indicate that neutralizing IgG provides protection from experimental infection. Although VLP vaccination provides immunity from experimental inoculation, protection against sexual transmission of HPV requires neutralizing antibodies acting on mucosal surfaces. Serum-neutralizing IgG induced by parenteral VLP vaccination may enter the genital tract via transudation and maintain a sufficient level to provide sterilizing immunity across the menstrual cycle. Neutralizing antibodies may either transudate from plasma into genital secretions or be synthesized by local plasma cells; induction of plasma cells requires direct immunization of mucosa-associated lymphoid tissue [15]. Recently, nasal instillation of VLPs has been found to be efficient in generating specific antibodies, including IgG in serum and IgA in mucosal secretions of mice [16]. Oral vaccination with HPV VLPs in mice has also been shown to induce systemic virus-neutralizing antibodies, suggesting that HPV VLPs may be antigenically stable in the environment of the gastrointestinal tract. Recently, Liu et al. [17] showed that HPV-16 L1 protein could be expressed in transgenic tobacco plants and that the expressed protein possessed the natural features of HPV-16 L1 protein, implying that the HPV-16 L1 transgenic plants could be potentially used as an edible vaccine. These studies provide the possibility of vaccinating large populations with HPV VLPs without using syringes. In recent clinical data, intramuscular vaccination of women with HPV-16 VLPs was found to induce significant antibody titers in cervical secretions [18]. A comparison of nasal spray versus aerosol for mucosal delivery of 50 µg of HPV-16 VLPs to humans revealed that aerosol was effective at inducing an antibody response, with IgG found predominantly in serum and both IgG and IgA found in cervical secretions.
Phase I/II clinical trials using HPV L1 VLPs delivered intramuscularly have demonstrated the immunogenicity and safety of this vaccine. Koutsky et al. [19] recently reported data from a clinical trial of HPV-16 L1 VLPs, showing for the first time that a vaccine strategy could be implemented in humans to prevent HPV-16 infection and HPV-16associated premalignant lesions. Young women (n = 2,392) were assigned to receive either placebo or yeast-derived HPV-16 L1 VLPs (40-µg dosage), formulated on 225 µg aluminum hydroxy phosphate sulfate adjuvant (Merck & Co., Inc., Whitehouse Station, NJ, http://www.merck.com), at month 0, month 2, and month 6 by intramuscular injection (Table 1
Women were followed for a median of 17.4 months after completion of the vaccination regimen, at which time, 41 cases of persistent HPV-16 infection were accrued. All 41 cases occurred in the placebo group, none occurred in the vaccine group. Of these 41 cases, 31 were persistent HPV-16 infection, five were HPV-16related CIN1, four were HPV-16related CIN2, and one occurred in a woman who first tested positive for HPV-16 on the last visit before she was lost to follow-up. These results translate to a 100% efficacy (95% confidence interval [CI], 90%100%; p < .001). Because all nine cases of HPV-16related CIN were in the placebo group, there is great hope that an HPV-based vaccine may reduce the incidence of cervical cancer. In a follow-up study, Ferris et al. [20] showed that none of the vaccinated women developed CIN caused by HPV-16 during 3.5 years of follow-up. The overall rates of CIN and particularly CIN2/3 were also lower in the vaccinated group.
In another recent, randomized, double-blinded, controlled trial, Harper et al. [21] assessed the efficacy, safety, and immunogenicity of a bivalent HPV-16/18 L1 VLP vaccine for the prevention of incident and persistent infections with these two virus types, associated cervical cytological abnormalities, and precancerous lesions. They randomized 1,113 women between 15 and 25 years of age to receive three dosages of either the vaccine, formulated with 500 µg aluminum hydroxide and 50µg3-deacylated monophosphoryllipid (AS04) adjuvant, or placebo at 0, 1, and 6 months in North America and Brazil (Table 1 These two high-quality studies showed that HPV vaccines were not only safe and well tolerated but were also efficacious in the prevention of incident and persistent cervical HPV infections and associated cytological abnormalities and lesions. Vaccination against such infections could substantially reduce the incidence of cervical cancer. Merck and GlaxoSmithKline (Philadelphia, http://www.gsk.com) are currently conducting phase III clinical trials to assess the efficacy of quadrivalent HPV-6/11/16/18 and bivalent HPV-16/18 vaccines, respectively. From a technical perspective, vaccination with VLPs appears promising. Nevertheless, several practical issues must be addressed before these vaccines can be licensed and deployed in clinical practice and public health programs [6]. Regarding the optimal age for vaccination, it is estimated that an HPV-16/18 vaccine for 12-year-old girls would reduce cohort cancer cases by 61.8% with a cost-effectiveness ratio of $14,583 per quality-adjusted life year (QALY) [22]. Including male participants in a vaccine rollout would further reduce cervical cancer cases by only 2.2% at an incremental cost-effectiveness ratio of $442,039/QALY compared with female-only vaccination. Vaccination against HPV-16 and HPV-18 can be cost-effective, although including male participants in a vaccination program is generally not cost-effective, compared with female-only vaccination. Even if HPV vaccines are shown to be safe and effective, marketing a vaccine against a sexually transmitted disease to the general public may be problematic. Parental resistance can easily be imagined. The most effective strategy is to maintain philosophical distance from sexual aspects of the question and focus on the prevention of a common cause of cancer. In a recent survey by Slomovitz et al. [23], 75% of women accepted a cervical cancer vaccine for themselves and 70% accepted such a vaccine for their children.
Even if prophylactic vaccination was instituted on a worldwide scale today, it would take decades (because of the long latency from HPV infection to the development of cervical cancer) to perceive the benefits; that is, lower incidences of cervical preinvasive and invasive disease. Therapeutic vaccines are a means of bridging the temporal deficit by attacking already-established HPV infections and HPV-related disease in the lower genital tract [24]. In contrast to preventive vaccines, HPV therapeutic vaccines need to include some antigenic determinants derived from the early HPV proteins (e.g., E2, E6, and E7) rather than the late proteins. This has proved to be a much more challenging task in terms of biodelivery and response. Whereas most tumor-specific antigens are derived from normal or mutated proteins, E6 and E7 are completely foreign viral proteins, and thus may harbor more antigenic peptides/epitopes than a mutant cellular protein. Furthermore, because E6 and E7 are required for the induction and maintenance of the malignant phenotype of cancer cells, cervical cancer cells are unlikely to evade an immune response through antigen loss. Thus, E6 and E7 proteins represent good targets for developing antigen-specific immunotherapies or vaccines for cervical cancer. It should be highlighted that cellular immune response appears to be the key component necessary for clearance of HPV infections and therefore would be the main target of any therapeutic HPV vaccine.
Various forms of HPV vaccines have been described in experimental systems targeting HPV-16 E6 and E7 proteins (Table 2
Viral Vector Vaccines Viral vector vaccines have the advantages of being highly immunogenic and having different immunogenic properties of viruses. The drawbacks include safety concerns and pre-existing viral immunity in the recipient (Table 2 Studies using modified adenovirus-expressing HPV-16 E6 or E7 for vaccination [30] or for ex vivo preparation of dendritic cell (DC)based vaccines have demonstrated enhancement of antigen-specific T-cell immune responses and antitumor effects. Replication-defective adeno-associated virus encoding HPV-16 E7 fused to heat-shock protein 70 was found to induce CD4- and CD8-dependent CTL activity and antitumor effects in vitro [31].
Bacterial Vector Vaccines
Peptide Vaccines In another study [37], 18 women with high-grade cervical or vulvar dysplasia who were positive for HPV-16 and HLA-A2 were treated with escalating dosages of a vaccine consisting of a nineamino acid peptide encoded by the E7 gene emulsified with incomplete Freunds adjuvant. They received four immunizations of the vaccine each, 3 weeks apart, followed by a repeat colposcopy and definitive removal of dysplastic tissue 3 weeks after the fourth immunization. Only three of the 18 patients were free of dysplasia after vaccination, but an increased S100+ DC infiltrate was observed in six of six patients tested. Virological assays showed that 12 of 18 patients showed no virus in cervical scrapings by the fourth vaccine injection, but all biopsy samples were still positive by in situ RNA hybridization after vaccination. In addition to the three complete responders, six patients had partial colposcopically measured regression of their CIN lesions.
Protein Vaccines
The potency of HPV-16 E7 peptidebased vaccines may be further enhanced through the use of adjuvants, fusion proteins, or anchor-modified peptide epitopes. Chu et al. [40] demonstrated that adjuvant-free immunization of C57B1/6 mice with heat shock protein E7 (hspE7) protected the animals against challenge with an E7-expressing murine tumor cell line (TC-1) and also protected against rechallenge with higher doses of TC-1 cells. Similarly, immunization of tumor-bearing mice with hspE7 led to tumor regression, protection from rechallenge, and long-term survival. Tumor regression after hspE7 immunization appeared to be dependent on CD8+ T cells, but independent of CD4+ T cells. More recently, in a single-stage phase II study (Table 3
DNA Vaccines DNA vaccines allow for sustained expression of antigen on MHCpeptide complexes, compared with peptide or protein vaccines. Furthermore, the MHC restriction of peptide-based vaccines may be bypassed with approaches that directly transduce DNA coding for antigen to APCs so that the synthesized peptides can be presented by the patients own HLA molecules [10]. Due to the weak intrinsic potency of naked DNA vaccines, various strategies have been developed to enhance their immunogenicity. Because DCs are the primary mediators of DNA vaccineinduced immune responses, vaccines that modify intracellular or intercellular movement of antigen or other DC properties are able to enhance DNA vaccine potency. Because DCs have a limited lifespan, a method to prolong in vivo DC survival may help improve DNA potency. Coadministration of E7-containing DNA with DNA-encoding antiapoptotic proteins (Bcl-xl, Bcl-2) is able to enhance E7-specific immune responses, tumor treatment, and DC survival [42].
Another strategy to improve delivery and antigenicity of HPV DNA vaccines is the use of encapsulation. Garcia et al. [43] reported on the use of encapsulated plasmid DNA-encoding fragments derived from E6 and E7 of HPV-16 and HPV-18 in biodegradable particles (ZYC101a). Their study population included women with biopsy-confirmed CIN2 or CIN3 (Table 3
DC-Based Vaccines
Tumor CellBased Vaccines
Combined Approaches Another combination approach involves the simultaneous administration of DNA vaccines and other antiviral or anticancer agents. Christensen et al. [48] topically administered the antiviral agent cidofovir (Vistide®; Gilead Sciences, Foster City, CA, http://www.gilead.com) and intra-cutaneously administered DNA vaccine encoding CRPV genes. Cures of large, established, CRPV-induced rabbit papillomas and a lower incidence of lesion recurrence were observed, suggesting that this combination may also be useful in treating persistent HPV infections.
Therapeutic vaccination may be useful in the treatment of premalignant lesions in conjunction with prophylactic strategies. It has been shown that VLPs can activate DCs, and HPV-16 VLP-E7 chimera vaccines can generate useful T-cell responses to E7 [49], as well as neutralizing antibodies to viral capsids. This approach could provide a means to effectively treat incident HPV infection. The risk for cancer development from long-term HPV infection could be managed with local treatment and immunization in these patients, but as is presumably the case now, most individuals would develop effective natural immunity.
HPV is a ubiquitous virus. However, the infection is often transient and self-limiting. Several studies have suggested that HPV infection and cervical dysplasia can be prevented by HPV L1 VLP vaccines. It is anticipated that "second-generation" prophylactic vaccines that target neutralizing epitopes from both L1 and L2 as well as therapeutic antigens will increase the spectrum of covered oncogenic genotypes. Therapeutic vaccines present far more challenges than prophylactic vaccines. The challenges include the immuno-compromised state of cancer patients, difficulty in stimulating the immune system, immune escape mechanisms used by tumors and virally infected cells, and safety concerns. Despite these challenges, there are many encouraging results suggesting that T-cell responses to the E6/E7 proteins can be generated in animal models as well as in humans. Much still needs to be investigated regarding local immune responses in the lower genital tract, longevity of immune responses, and alternative delivery routes, such as intravaginal, intranasal, and oral administration. This is an exciting time for HPV vaccine research; HPV vaccine strategies have the potential to eradicate a major cancer and source of morbidity around the world.
Dr. Monk receives research support from MGI, Digene, and Cyto.
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