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a University of Texas MD Anderson Cancer Center, Houston, Texas, USA; b Oregon Health & Science University, Portland, Oregon, USA; c Hôpital Edouard Herriot and Centre Léon Bérard, Lyons, France; d Institut Gustave Roussy, Paris, France; e Norris Cotton Cancer Center, Lebanon, New Hampshire, USA
Key Words. Gastrointestinal stromal tumor therapy • GIST • KIT • CD117 • Tyrosine-kinase inhibition • Imatinib
Correspondence: Robert S. Benjamin, M.D., Sarcoma Medical Oncology, University of Texas, MD Anderson Cancer Center, 1515 Holcombe Boulevard. Box 0450, Houston, Texas, 77030, USA. Telephone: 713-792-3626; Fax: 713-794-1934; e-mail: rbenjami{at}mdanderson.org
Received July 12, 2005; accepted for publication October 20, 2005.
| ABSTRACT |
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| INTRODUCTION |
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GISTs are the most common nonepithelial tumors of the gastrointestinal tract [1]. Surgical resection is the mainstay of treatment for patients with operable tumors and was the only effective intervention prior to the introduction of imatinib, since GISTs are highly resistant to chemotherapeutic agents, including newer approved (e.g., temozolomide [Temodar®; Schering-Plough Corporation, Kenilworth, NJ, http://www.sch-plough.com]) and investigational (e.g., ecteinascidin-743) drugs [25]. However, surgery is not curative in many cases. Historically, the 5-year survival rate has been approximately 35%65% among patients able to undergo complete resection. Among patients with unresectable disease, the median survival time is 1020 months [610]. These observations suggest that microscopic disease often persists despite surgical resection of solid tumors.
Imatinib is a potent and specific inhibitor of the KIT protein-tyrosine kinase, which is constitutively activated in more than 90% of GISTs as a result of gain-of-function mutations in the KIT protooncogene [1115]. The presence of KIT is readily detected through reactivity with the CD117 antigen on immunohistochemical assay, a marker that establishes the diagnosis in a gastrointestinal tract mesenchymal neoplasm with characteristic histologic features [16]. Oncogenic activating mutations in the gene for the platelet-derived growth factor receptor alpha tyrosine kinase, another target of imatinib, have recently been identified in approximately one third of the small subset of GISTs (less than 5%10%) that appear to lack KIT mutations [17, 18]. Imatinib has been shown to induce complete remission in 4%5%, partial remission (decrease of at least 50% in tumor burden) in 47%67%, and stable disease in 18%32% of patients with advanced CD117-positive GISTs studied in clinical trials for which data based on at least 913 months of observation have been published [1923].
Imatinib is approved for the treatment of KIT (CD117)positive unresectable and/or metastatic malignant GIST, as well as the first-line treatment of chronic myeloid leukemia in all phases [24]. Imatinib is administered orally in tablet form. The standard dosage for the treatment of GISTs is 400 or 600 mg once daily. Recently reported results of a European phase III trial showed that initial treatment with 400 mg twice daily significantly prolonged progression-free survival, in comparison with 400 mg/day, and was generally tolerated fairly well [22]. The authors of that report suggested that, in patients with widespread metastatic disease, the progression-free survival benefit seen with the 400-mg twice-daily dose might prompt consideration of this dosage. In the clinical trials of imatinib in GIST overall, the most common adverse effects included periorbital and peripheral edema, nausea, muscle cramps, diarrhea, headache, rash, fatigue, anemia, and neutropenia [25]. Most side effects were mild to moderate in severity at the standard dosages.
The dramatic results of imatinib therapy in patients with metastatic or unresectable GIST suggest a possible benefit in GIST patients who are, or potentially might become, candidates for surgery. New evidence-based treatment guidelines recommend imatinib as first-line therapy in cases of marginally resectable pathology-confirmed GISTs, with surgery and postoperative imatinib administration advised if imatinib response improves resectability [26]. The following cases illustrate emerging approaches to the practical management of GIST in the new era of multimodality, multidisciplinary treatment of this disease. Clinical practice guidelines for GIST will need to be integrated with actual clinical experience, as exemplified by these cases, and treatment must be tailored to individual cases.
| CASE STUDIES |
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Case Discussion
This patient presented with a bulky primary GIST and a liver metastasis. In the past, patients with similar disease had a median survival time of <2 years, and complete resection was achieved in only 31% [7]. Today, the availability of imatinib raises the question as to what options may be offered to patients who present with large, marginally resectable or initially unresectable primary GISTs and to those with recurrent or metastatic disease that appears to be resectable, and what effects these options may have on survival. Results from the adjuvant and neoadjuvant trials of imatinib currently under way, including RTOG Study S-0132, are expected to provide guidance. Promising results of surgery to remove residual GIST masses in patients who had an objective response to initial therapy with imatinib have already been reported in a small study [27]. Of eight patients who underwent GIST resection during imatinib-induced partial remission of their disease, seven had histologically complete excisions; GIST progression had occurred in only one of these patients at the time the investigators presented their findings.
In case 1, the presence of a malignant bulky primary in conjunction with metastatic GIST warranted initiation of imatinib as the first-line treatment. A further consideration was whether the patient might benefit from a trial of imatinib administration designed specifically for the neoadjuvant setting. The presence of a potentially reducible primary tumor and a single, localized, intra-abdominal metastasis suggested the possibility that complete excision might be achievable after pharmacologic debulking. In this case, the patients hepatic lesion showed a complete response to neoadjuvant imatinib therapy, and the bulky primary tumor was rendered completely resectable.
Case 1 illustrates one approach to combining systemic therapy with surgical intervention to potentially eradicate signs of viable GIST. Before the introduction of imatinib, GIST treatment was mainly the responsibility of surgeons. Today, the combined expertise of medical oncologists and surgeons is likely to provide the best prospects for cure or for prevention of disease progression. Similarly, the integrated use in this case of CT and FDG-PET imaging as well as postoperative pathology study underscores the importance of multimodality monitoring for the assessment of tumor response to imatinib and the selection and timing of further treatment.
Case Study 2: A 44-Year-Old Man with Recurrent Metastatic GIST
The patient presented with a large mesenteric mass, bilobar hepatic metastases, and peritoneal implants 7 months following previous resection of a GIST of the small intestine (Fig. 3
). Histopathologic findings and positivity for CD117 (KIT) on immunohistochemical staining confirmed the diagnosis of recurrent GIST. The patient received imatinib and had a significant response after 8 weeks of treatment. The large liver lesion decreased in size from 6.5 cm2 at baseline to 2.3 cm2 and exhibited a 66% decrease in density on CT scans, whereas the lower abdominal mass decreased from 48 cm2 to 27.8 cm2 and showed a greater than threefold reduction in density (Fig. 4
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Case Discussion
The significant tumor response to imatinib in this case suggests that recurrent disease with metastases more extensive than those in case 1 may likewise potentially become resectable with neoadjuvant therapy. Consequently, accurate assessment of response to treatment is essential in considering the selection and timing of further intervention for patients whose optimal first-line therapy is imatinib. The darkening of a GIST lesion observed on a CT scan, for example, might make a lesion appear larger or even as a new lesion. It is not necessarily a sign of disease progression in an imatinib-treated patient, however. CT-demonstrated lesion darkening, and even enlargement, may instead indicate that the tumor is becoming necrotic and showing fluid-volume expansionsigns that the tumor is responding. In case 2, measurement of density (change in Hounsfield units) as well as size in evaluating the results of CT were important in detecting and evaluating degenerative changes in the patients tumors. Moreover, the CT-based preoperative estimate of hepatic GIST size considerably exceeded the extent of viable disease found in the resected surgical specimens.
Studies of imatinib-treated GIST patients have demonstrated that functional imaging with FDG-PET is highly predictive of subsequent anatomic response documented by CT or magnetic resonance imaging and can show treatment effects (i.e., reduction in tumor metabolic activity) as early as 24 hours after the start of therapy [20, 28, 29]. Combined-modality PET/CT was demonstrated to be superior to PET and CT in detecting GIST metastases and correctly characterizing response to imatinib therapy [30]. However, PET scanning is not available at all clinical facilities. In a correlative analysis of CT and PET scanning results, a decrease in tumor size of 10% or more and a decrease in tumor density of 15% or more documented by CT scan had a sensitivity of 94% and a specificity of 100% in detecting patients with a complete response by PET scanning [31].
Case Study 3: A 57-Year-Old Man with a Massive Primary GIST
The patient presented with a huge abdominal mass extending from the pelvis to the diaphragm (Fig. 6
). On confirmation of the diagnosis of GIST by CD117 (KIT) immunohistochemistry, he began treatment with imatinib, requiring coadministration of an i.v. antiemetic with his first dose because of near-complete obstruction at the gastric outlet. After 2 days of treatment, however, rapid response to imatinib eliminated the need for the antiemetic agent. The patient continued to experience rapid tumor shrinkage and symptomatic relief during the subsequent 6 months of imatinib therapy. At that point, the tumor began to enlarge, although it appeared to consist largely of fluid (Fig. 7
). Because of increasing tumor volume and abdominal swelling, the patient underwent surgery after 39 weeks of treatment. The surgical team evacuated seven liters of intratumoral fluid, facilitating removal of a residual compressed tumor mass measuring 30 x 30 x 15 cm. Pathology examination revealed that approximately 50% of the cells in the resected specimen were viable.
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Case Discussion
The presence of multiple risk factors in case 3most notably massive tumor size, tumor rupture, and postoperative evidence of residual viable diseasesuggests that consideration of adjuvant treatment with imatinib may be warranted for patients after surgery for GIST whose disease has characteristics associated with a high risk for recurrence or spread. The rationale for adjuvant therapy may be particularly compelling in cases such as this one, in which the GIST exhibits responsiveness or stabilization during pre-operative imatinib administration.
A principal of surgical management of GIST is to avoid rupture, which facilitates intra-abdominal seeding and reduces survival even in cases in which the resection is complete [23]. However, the unusual size of the tumor in case 3 necessitated intentional rupture and drainage during surgery to achieve decompression of the fluid-bearing mass that had developed as the patient responded to imatinib treatment. Excision of the mass was then possible, providing symptomatic relief. The development of rapidly progressive disease soon after surgery in the absence of imatinib therapy, and the prompt restoration of response after imatinib administration was resumed, underscore the importance of uninterrupted treatment with imatinib for this patient. Data are awaited from ongoing adjuvant trials of imatinib in GIST, which include high-risk patients.
Case Study 4: A 57-Year-Old Man with Low-Grade GIST and a PDGFRA Exon Deletion
In May 1996, this patient presented with abdominal pain. CT scanning of the abdomen showed a 17-cm perigastric mass. The patient underwent surgical resection. The mass proved to be a low-grade GIST, and no adjuvant therapy was administered. In 1998 and again in 1999, the patient underwent resection of multiple hepatic lesions. Results of immunological staining were positive for CD117 and negative for CD34. Genetic analysis revealed KIT wild-type exons 8, 9, 10, 11, 13, and 17, and a PDGFRA exon 18 deletion (DIMH842-845). In January 2000, the patient presented again with hepatic lesions. Gene therapy and experimental chemotherapy were administered but were ineffective. In October 2000, the patient was started on a regimen of imatinib 400 mg/day. He achieved a partial response, which has been sustained.
Case Discussion
The improvement seen in this case again demonstrates the relevance of molecular oncogenic mechanisms in the selection of and response to targeted therapies such as imatinib. As already indicated, a small subset of GISTs lack KIT mutations but have PDGFRA mutations, some sensitive, but others insensitive, to imatinib. PDGFRA isoforms V561D, delDIMH842-845, and del1845 have been found to be sensitive to imatinib, whereas the D842V mutation has been shown to be relatively resistant to this agent [32]. Thus, it is not surprising that the patient described in case 4, who had a PDGFRA exon 18 DIMH842-845 deletion, achieved a clinical response. Thus, it appears reasonable to initiate a trial of imatinib in patients whose GISTs lack demonstrable KIT mutations or do not express KIT protein. This case also demonstrates the overall importance of genetic analysis in patients with GISTs as a strategy for predicting clinical response to imatinib as part of the process of choosing therapeutic options.
Case Study 5: A 58-Year-Old Man with an Advanced GIST and an Abdominal Aortic Aneurysm
In 1978, this patient had undergone resection of an "ileal hamartoma," which on later review proved to be a GIST with an exon 11 KIT gene mutation. He was being monitored for an abdominal aortic aneurysm (AAA) when he was noted to have a recurrent (or new primary) gastric GIST. Results of PET scanning were positive for hepatic and intra-abdominal metastases. At surgery, the gastric tumor was removed, but the metastatic lesions were not amenable to resection. Pathology study of the tumor excised from the stomach showed classic ulcerated GIST (Fig. 8
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In April 2001, the patient survived emergency surgery for rupture of the AAA. The vascular surgeon noted that the patient apparently had numerous omental metastases of his GIST. However, limited pathologic examination revealed only fat necrosis. Treatment with imatinib, 600 mg/day, was continued. Three months later, the patient required a Rouxen-Y revision, performed by an oncologic surgeon, because of complications from the emergency operation. The surgeon reported multiple nodules on the liver, peritoneum, and other abdominal sites on gross inspection, and biopsy specimens were obtained. The main pathology findings were organizing hemorrhage and scar tissue (Fig. 9
). Other sections contained scant cellular material; immunohistochemistry results were negative for CD117 (KIT) staining.
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Case Discussion
This is one of the first known instances of a complete response (absence of residual active GIST) after therapy with imatinib. Additional reports of complete responses in imatinib-treated GIST patients have appeared recently [21, 22, 33]. In light of the eradication of all signs of viable tumor in case 5, a noteworthy aspect of the case is the discrepancy between the surgeons reports of observing widespread lesions intraoperatively and the subsequent negative pathology and immunohistochemistry findings. This experience again highlights the importance of accurate assessment of GIST response in patients receiving imatinib. Evaluation for residual viable disease in imatinib-responsive patients who have apparent GIST lesions is becoming a critical component of treatment monitoring.
GIST mutation status, if known, may be a contributing factor in determining the choice and timing of surgical and medical management. In case 5, the tumor harbored a KIT exon 11 mutation, which is associated with a higher probability of response to imatinib [32]. Benefit from imatinib therapy could, therefore, be anticipated in this patient and was seen in the achievement of complete remission following surgery that reduced his tumor burden. Patients with a mutation other than KIT exon 11 or with no detectable mutation have had lower rates of response to imatinib and might be considered for early, aggressive surgical management [32, 34]. Finally, case 5 serves as a cautionary example of the dangers of "therapeutic nihilism" in the imatinib era. With the patients GIST under control on imatinib therapy, the AAA unexpectedly became the life-threatening condition and led to complications that subjected the patient to further, corrective surgery.
Case Study 6: A 70-Year-Old Man with Relapsing Gastric GIST
This elderly male patient presented in April 2000 with a gastric GIST in relapse and complaints of abdominal pain and swelling. At surgery, a 6-cm, CD117 (KIT)-positive, CD34-negative peritoneal GIST was completely resected. Another relapse, with multiple peritoneal metastases, occurred 4 months later. The patient again underwent resection, reported as "microscopically complete."
Three months later, the patient again presented in relapse, with multiple peritoneal tumors; the largest mass of which measured 22 cm. By February 2001, imatinib had become available, and the patient began investigational treatment at a dosage of 800 mg/day. The dosage was reduced to 600 mg/day at 4 months because of side effects. After 6 months of imatinib therapy, the patient achieved a partial remission, was in good physical condition, and was deemed by the surgical team to have an operable principal tumor, whereas other tumor sites were still present in the liver. After discussion, the patient preferred to postpone surgery.
In December 2001, the patient again complained of abdominal swelling and moderate pain. CT scan revealed an increase of <20% in the largest peritoneal metastasis, which did not meet the formal criteria for disease progression. Resection of this metastasis was performed and was reported to be "macroscopically complete." A pathology study, with CD117 (KIT) immunohistochemical assay, revealed numerous residual tumor cells expressing KIT (Fig. 10
). Treatment with imatinib, 800 mg/day, was restarted. Between the time of surgery and the resumption of imatinib therapy 10 days postoperatively, a tumor nodule developed in the abdominal scar. Following reinstitution of imatinib treatment, the nodule remained stable for 6 months (Fig. 11
). Thereafter, progression manifested itself as multiple subcutaneous nodules in the abdominal wall. The patient died 3 months later and at the time was refractory to third-line chemotherapy with vinorelbine (Navelbine®; GlaxoSmithKline, Philadelphia, http://www.gsk.com).
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Case Discussion
In patients with relapsing GISTs, the disease has become systemic and, historically, has had a rapidly progressive, fatal course [6, 7]. Today, however, the ability to address advanced (systemic) GIST with a systemic therapy is prompting reconsideration of the role of metastasectomy in GIST management. Case 6 raises several questions, which await definitive answers from increasing clinical experience and research studies:
To date, the use of surgical resection for recurrent or metastatic GIST has been limited mainly to select patients with single-site disease or multiple small lesions (e.g., low-volume peritoneal surface foci) [35]. Multiple intra-abdominal organ resection and tumor debulking have not generally been indicated except in unusual cases for palliation of symptoms in patients with good performance status. Recently, some authors have suggested that resection of progressive GIST lesions in patients whose disease is otherwise responsive or stable during treatment with imatinib may be a feasible approach to GIST control [36, 37]. In case 6, a patient with serial relapses of metastatic peritoneal GIST achieved a 6-month remission in which he enjoyed reasonably good health, was kept alive beyond 2 years, and was able to undergo resection for recurrence of GIST-related symptoms through combined medical and surgical management.
Case Study 7: Timing of Post-Imatinib Surgery in Two Patients with Initially Inoperable GISTs
From February 2001 to September 2002, 120 patients with confirmed CD117 (KIT)-positive unresectable GISTs were enrolled in three consecutive studies of imatinib therapy, two European Organization for Research and Treatment of Cancer trials and one French national trial. Patients benefited from treatment in approximately 85% of cases, with partial remission achieved in 60%. All patients had macroscopic evidence of residual disease after 612 months of imatinib administration, 400 mg/day, but significant improvement in tumor status in a number of cases prompted consideration of "adjuvant" surgery. The death of three patients from complications following emergency operations for GIST rupture provided further support for the investigation of surgery as a planned intervention to potentially reduce tumor-related morbidity and mortality.
Two patients with huge necrotic masses were among the imatinib-treated GIST patients (n = 4) who underwent elective surgery after prolonged remission and before expected complications. Since the size of the tumors and the evidence of myxoid degeneration on CT scans indicated that these two patients were at risk for tumor rupture, the decision was made to perform scheduled resection to avoid emergency surgery (Fig. 12
). Postoperative dissection of the excised masses revealed necrotic and hemorrhagic contents within heavily vascularized tumor walls, confirming the preoperative assessment of a high risk for bleeding complications (Fig. 13
). Pathology study of the tumors before and after imatinib treatment demonstrated that the sparse remaining viable GIST cells were confined principally to the periphery of the walls of the cystic masses. Pre- and post-imatinib immunohistochemical assays for CD117 (KIT) showed nearly complete histologic responses in the residual masses, as well as in unresected hepatic metastases. Neither patient experienced surgery-related morbidity.
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Case Discussion
GISTs are highly vascularized tumors that are prone to bleeding [21]. Hemorrhage is a frequent presenting symptom as well as a complication of the disease and was observed in a small subset of patients (5%) with bulky tumors in a phase II trial of imatinib in GIST, probably as a consequence of tumor degeneration in response to therapy [20,25]. As case 7 illustrates, consideration of the timing of surgery may prove to be advisable for GIST patients who become candidates for resection because of tumor response to imatinib and appear to be at a higher risk for rupture or emergent bleeding complications. Optimal management of such patients requires ongoing consultation between the medical and surgical teams, with support from diagnostic radiologists for disease staging and monitoring of tumor viability.
| CONCLUSION |
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Clearly, data from adjuvant and neoadjuvant clinical trials of imatinib are needed before any definitive conclusions can be drawn about the effects of this therapy on disease response and survival in GIST patients with operable tumors. However, the high rates of major response and freedom from progression achieved to date in the studies of patients whose GISTs were unresectable suggest the potential for benefit.
Based on the current experience with imatinib, at least two recommendations can be offered. The first is to ensure that patients treated with imatinib receive therapeutic doses: 400800mg/day initially. Second, the experience of the patients in case 3 and case 6, in whom progressive disease developed rapidly during breaks in their imatinib therapy, is consistent with that reported in other patients and suggests that treatment be continued in responders to imatinib in the absence of documentation by a sensitive method that all viable disease has been eradicated. Further insight on issues of dosing, treatment duration, and the selection, timing, and monitoring of therapeutic interventions for GIST is awaited from clinical studies. Together with national guidelines for GIST treatment, clinical experience in the multidisciplinary setting will likely become the hallmark of optimal management.
| DISCLOSURE OF POTENTIAL CONFLICTS OF INTEREST |
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| ACKNOWLEDGMENT |
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| REFERENCES |
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| Additional Reading |
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Duensing A, Heinrich MC, Fletcher CD et al. Biology of gastrointestinal stromal tumors: KIT mutations and beyond. Cancer Invest 2004;22:106116.[CrossRef][Medline]
Eisenberg BL, Judson I. Surgery and imatinib in the management of GIST: emerging approaches to adjuvant and neoadjuvant therapy. Ann Surg Oncol 2004;11:465475.
Miettinen M, Sobin LH, Lasota J. Gastrointestinal stromal tumors of the stomach: a clinicopathologic, immunohistochemical, and molecular genetic study of 1765 cases with long-term follow-up. Am J Surg Pathol 2005;29:5268.[CrossRef][Medline]
Vlahovic G, Crawford J. Activation of tyrosine kinases in cancer. The Oncologist 2003;8:531538.
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