The Oncologist, Vol. 11, No. 8, 878-886, September 2006; doi:10.1634/theoncologist.11-8-878 © 2006 AlphaMed Press
Chromogenic In Situ Hybridization to Detect HER-2/neu Gene Amplification in Histological and ThinPrep®-Processed Breast Cancer Fine-Needle Aspirates: A Sensitive and Practical Method in the Trastuzumab Eraa Pathology Department, b Clinical Pathology, c Biostatistics Unit, d Breast Disease Management Team, Regina Elena Cancer Institute, Rome, Italy Key Words. Breast cancer • HER-2 • Chromogenic in situ hybridization • Fluorescence in situ hybridization • Liquid-based cytology Correspondence: Amina Vocaturo, Ph.D., Regina Elena Cancer Institute, Via Elio Chianesi 53, 00144 Rome, Italy. Telephone: 390652666905; Fax: 390652666139; e-mail: vocaturo{at}ifo.it Received May 8, 2006; accepted for publication July 20, 2006.
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The increasing evidence of trastuzumab efficacy in breast cancer (BC) patients means that an accurate and reproducible evaluation of HER-2 statusis of paramount importance in histological and in cytological samples. Currently, the two main methods used to analyze HER-2 amplification or overexpression are fluorescence in situ hybridization (FISH) and immunohistochemistry (IHC). Although the two methods are strongly correlated for histological tissue, the evaluation of tumor morphology through FISH may be difficult and fluorescence fades quickly. These limitations can be overcome by chromogenic in situ hybridization (CISH), which can visualize the amplification product along with morphological features. In view of this, in the present study, we analyzed the usefulness of CISH on formalin-fixed, paraffin-embedded (FFPE) BC specimens and investigated whether CISH can be a valid technique in the determination of HER-2 status for fine-needle aspirates (FNAs) processed by liquid-based cytology. The results we obtained in a retrospective series of 111 FFPE BC specimens demonstrated good concordance between CISH and IHC and between CISH and FISH. The former concordance was comparable with that observed between FISH and IHC. When CISH was applied to a prospective series of 53 FNAs, from surgically removed BC, our data showed evidence of a higher concordance of results between liquid-based cytology and the companion FFPE tissues using CISH rather than HercepTestTM. Therefore, CISH analysis, which is avaluable and reproducible alternative to FISH for selecting breast cancer patients for trastuzumab therapy, can lower false-positive immunocytochemistry findings in ThinPrep®-processed FNAs.
The HER-2/neu oncogene is commonly overexpressed in several types of cancer. In breast cancer (BC) its overexpression, observed in 20%30% of all cases, is closely related to gene amplification and associated with a worse prognosis [1]. Alteration of HER-2 status, known to be a predictive factor of the efficacy of specific chemotherapy [2] and hormonal therapy [3] regimens, has recently become of particular relevance in the current management of metastatic BC patients. This is a result of the availability of a recombinant, humanized monoclonal antibody directed against the extracellular domain of the HER-2 protein, trastuzumab (Herceptin®; Roche, Basel, Switzerland), which has significant antitumor activity both as a single agent and in combination with chemotherapy in advanced disease [4, 5]. More recently, it has been reported that, among patients with HER-2-positive BC, the addition of trastuzumab to chemotherapy in the neoadjuvant setting significantly increases the pathologic complete response rate [6] and, after adjuvant chemotherapy [7], strongly improves disease-free survival. Therefore, a laboratory assessment of HER-2 status, both on histological and cytological specimens, is becoming an increasingly important step in the optimal management of BC patients. Currently, two types of assays can be used for HER-2 evaluation: immunohistochemistry (IHC), which detects protein overexpression according to the U.S. Food and Drug Administration (FDA)-approved scoring staining system (0, 1+, 2+, 3+), and fluorescence in situ hybridization (FISH), which assesses gene amplification [8, 9]. Comparative studies of IHC and FISH have generally shown a high concordance rate between the two methods on primary or metastatic BC [8, 10]. Nevertheless, a high percentage of tumors displaying a 2+ score do not present concurrent gene amplification. In these discordant cases, HER-2/neu amplification appears to provide more prognostic information and better response to trastuzumab therapy than HER-2 protein overexpression [11]. Indeed, although FISH is a very accurate and sensitive assay and is regarded as the "gold standard" test with a high sensitivity and specificity in detecting HER-2/neu amplification [12], this methodology has some disadvantages as it requires expensive microscope equipment, morphological features are difficult to visualize, and fluorescence fades quickly, so it does not provide a permanent record. Chromogenic in situ hybridization (CISH) is a recent methodology, which was introduced as an alternative to FISH. With this technique, HER-2/neu gene copies are detected using a permanent peroxidase reaction visualized by light microscopy, which makes it easy to observe both morphology and the amplification product [13, 14]. The present study analyzes the clinical usefulness of CISH, in our hospital-based practice, on a retrospective series of 111 histological samples of invasive BC. We compared the two in situ hybridization methods, CISH and FISH, with IHC by HercepTestTM (Dako, Milan, Italy) and CB11, which are the most frequently used reagents for detecting HER-2 overexpression. Moreover, in a prospective series of 53 BC patients, we investigated whether CISH can become a valid methodology for determining HER-2 status in fine-needle aspirates (FNAs) processed using ThinPrep® (Cytyc, Rome, Italy) technology, comparing the results obtained with the corresponding formalin-fixed, paraffin-embedded (FFPE) BC specimens.
Patients Aretrospective series of 111 primary infiltrating BC cases, diagnosed between 1992 and 2003, was selected from the Regina Elena Cancer Institute Pathology Department files. All these cases were diagnosed and treated at our institution and were referred for HER-2 testing between 2000 and 2005. We routinely performed an IHC study using a polyclonal antibody (pAb) A0485 (HercepTest [Dako]). All tumors initially classified as scoring 2+ (36 cases) and 3+ (22 cases), according to the scoring guidelines of the FDA-approved HercepTest, were included in this study. Then, for statistical purposes, we randomly selected an overlapping number of negative cases (38 tumors with a score of 0 and 15 with a score of 1+) in order to obtain a similar number of positive and negative cases. A new hematoxylin and eosin stained section from each case was re-evaluated by two investigators (FM, GP) to assess whether the tissue specimens were still available for new tests. Then, all the 111 cases were processed for IHC with the monoclonal antibody (mAb) CB11 (Novocastra, Menarini, Florence, Italy) for CISH and for FISH tests when not previously performed. A prospective series of 53 cytological samples was collected by performing FNA from surgically removed BC. Cytological specimens were processed using Thin-Prep methodology. At least five slides were obtained from each sample: one for Papanicolaou staining to verify the presence of neoplastic cells, one for immunocytochemical (ICC) staining (HercepTest), two for CISH, and one for FISH. Moreover, in order to confirm our cytological findings, the same procedures (i.e., IHC with HercepTest and CISH) were performed on FFPE BC tissues from the same 53 patients. The FISH analysis was performed on 26 of 53 matched cytological and histological samples.
Cultured Cell Lines
Tissue and FNA Preparation HER-2 overexpression and amplification were determined on 4-µm thick sections, which were cut from archival FFPE blocks and harvested on SuperFrost® Plus slides (Menzel-Glaser, Braunschweig, Germany). FNA specimens were obtained from 53 surgically removed samples of BC within 30 minutes of resection, before tissue fixation. The aspirates were obtained using a 22-gauge needle and placed in CytoLyt for the fixation and preparation of ThinPrep slides according to the manufacturers protocol. Corresponding BC tissue specimens were fixed in 10% neutral buffered formalin for 1824 hours according to routine procedures and embedded in paraffin.
IHC/ICC on Histological and Cytological Specimens ThinPrep slides, after ethanol fixation and postfixation in buffered formalin, were washed in double-distilled water and processed as tissue specimens to determine HER-2 status. CB11 immunoreactivity was revealed using the HRP-LSAB2 system (Dako), employing 3-amino-9-ethylcarbazole (AEC, Dako) as chromogenic substrate. Sections were slightly counterstained with Mayers hematoxylin and mounted in aqueous mounting medium (Glycergel®; Dako). For both specimen types, appropriate positive tissue and cell line controls were included in each run. Negative controls consisted of substituting the HER-2 primary antibody with normal rabbit serum (negative control reagent, Dako). Evaluation of the IHC/ICC results was done independently and blindly by two investigators (SB, MB). HER-2 overexpression was determined as defined in the HercepTest kit guide: scores of 0 or 1+ were considered negative, a score of 2+ was considered weak positive, and a score of 3+ was considered strong positive. To qualify for 2+ scoring, complete membrane staining on more than 10% of tumor cells at a weak intensity had to be observed. In the majority of 3+ cases, at least 80% of the tumor cells demonstrated intense and homogeneous cell membrane staining.
FISH Procedure on Histological and Cytological Specimens
CISH Procedure on Histological and Cytological Specimens FNA ThinPrep slides, prefixed in 96% ethanol, were postfixed in 99% ethanol, air dried, and then immersed in 2X standard saline preheated citrate solution (SSC; Zymed) at 37°C for 1 hour. After dehydration, histological and cytological slides were air dried and the ready-to-use double-stranded DNA digoxygenin-labeled HER2 probe (Zymed) or the biotin-labeled Chromosome 17 Centromeric Probe (Zymed) were applied. The denaturation was performed by incubating the slides, covered with a CISH coverslip (Zymed), on a 96°C heating block for 5 minutes, and the hybridization was performed by placing the slides in a humidity chamber at 37°C overnight. After removing the coverslips, a stringent wash was performed in 0.5X SSC at 80°C for 5 minutes. The endogenous peroxidase activity and unspecific staining were blocked by applying 3% H2O2 and the CAS-BlockTM (Zymed), respectively. A mouse antidigoxygenin antibody was added to slides hybridized with HER-2 probe for 45 minutes at RT followed by incubation with a polymerized peroxidase-goat anti-mouse antibody (Dako) for 45 minutes at RT. On FFPE tissue slides, the colorimetric signal of the Chromosome 17 Centromeric Probe was improved by incubating the slides with a mouse antibiotin antibody (Dako) for 45 minutes at 37°C. For cytological slides, the Chromosome 17 Centromeric Probe was detected employing a horseradish peroxidase (HRP)-streptavidin for 45 minutes at RT. A 3,3'-diaminobenzidine (DAB) chromogen substrate system was used to generate a sensitive signal that could be viewed with a transmission light (brightfield) microscope after hematoxylin counterstaining.
Evaluation of CISH Results CISH signals were read by two investigators (MM, AV) independently of the results of the other two assays.
Statistics Specificity, sensitivity, negative and positive predictive value (NPV and PPV), concordance, and the 95% confidence interval (CI) of the CISH assay were estimated considering FISH as the gold standard.
IHC Analysis, CISH, and FISH on Histological Specimens When negative (0/1+) and positive (2+/3+) scores were grouped together, a good agreement between CB11 and HercepTest immunoreactivity ( = 0.80; 95% CI, 69%92%; p < .0001) was evidenced in our retrospective series of 111 BC specimens. In particular, 52 cases were negative and 49 were positive with both reagents, whereas 10 cases were discordant. As summarized in Table 1 coefficient for the interassay agreement of 0.88 (95% CI, 78%97%; p < .0001). Sensitivity for CISH was 85% (95% CI, 73%95%), specificity was 100% (95% CI, 100%100%), PPV was 100% (95% CI, 100%100%), and NPV was 92% (95% CI, 86%98%). All six FISHCISH discordant tumors demonstrated a 3+ score when the HercepTest was used, whereas using the mAb CB11, three cases displayed a 3+ and three displayed a 2+ score (data not shown).
In order to analyze the concordance among the three tests used in this study (namely, IHC, FISH, and CISH) in more detail, we statistically evaluated the overall concordance between tumors presenting either 0/1+ or 3+ scores and HER-2/neu gene amplification status assessed both by CISH and FISH. Score 2+ tumors, in fact, known to be amplified only in a limited number of cases, were excluded from this statistical analysis. As shown in Figure 2 = 0.71; p < .0001; 95% CI, 82%96%) and 97% ( = 0.93, p < .0001; CI, 94%100%) concordance, respectively. On the other hand, the concordance between CB11 immunoreactivity and gene amplification was 90% for CISH ( = 0.74; p < .0001, 95% CI, 83%96%) and 93% for FISH ( = 0.84; p < .0001; 95% CI, 88%98%).
ICC Analysis, CISH, and FISH on Cytological Specimens Once the CISH procedure on FFPE tissues was validated, we analyzed whether this method could also be successfully applied to cytological specimens. To this aim, a consecutive series of 53 FNAs sampled from histologically assessed BC was processed by ThinPrep methodology as described in Materials and Methods. Before performing CISH, cytological specimens and the corresponding FFPE BC tissues were tested for HER-2 protein overexpression using the HercepTest.
The ICC staining, performed in the 53 prospective FNAs, evidenced 37 (70%) cases that were HER-2 negative (score 0 or 1+) and 16 (30%) that were positive. The 37 HER-2-negative cytological cases were also negative in histological sections and none of them presented HER-2/ neu gene amplification. When we focused on the 16 HER-2-positive FNAs (Table 3
Concerning CISH, a 100% concordance was observed between LBC and histological samples. In fact, 45 of the 53 BC specimens (85%) did not show HER-2/neu gene amplification (14 gene copies/nucleus; Fig. 1C, D In order to further validate the CISH test in LBC, 26 of the 53 FNAs containing an adequate number of neoplastic cells (>50) and the companion histological sections were also tested by FISH. The two series showed completely overlapping results, with 3 of 26 cases (12%) amplified and 23 cases (88%) nonamplified with the two genetic tests (CISH and FISH), both on the cytological and the corresponding histological samples with 100% of concordance. (Data not shown.)
Interobserver Agreement
Overexpression and/or amplification of the HER-2/neu gene, as stated by the last St. Gallen expert consensus meeting [15], represents a new risk category in BC, fundamental in the algorithm for the selection of adjuvant systemic treatments. Moreover, the widely documented link between HER-2 status and response to endocrine [3] and anthracycline-based [2] therapies, as well as the recent trials for trastuzumab efficacy in the adjuvant [7] and neoadjuvant [6] settings, make mandatory a standardized, accurate, and reproducible determination of HER-2 status on both histological and cytological specimens. Although FISH is in general considered the gold standard methodology for detecting HER-2/neu gene amplification, the recent development of the CISH assay provides an attractive alternative to FISH, especially in laboratories that are familiar with peroxidase-based staining. In recent years, the advantages of CISH, which allows a simultaneous evaluation of gene copy number, tumor cells, and detailed surrounding tissue morphology on the same histological slide, have been widely reported by several authors [14, 16, 17]. In contrast, data on the comparative use of ICC and CISH on cytological specimens and the corresponding FFPE tissues are minimal [18, 19]. To address this issue, in our study, we first validated CISH on a retrospective series of FFPE BC samples, subsequently focusing on the feasibility of CISH in a prospective series of BC FNAs processed using ThinPrep technology. In FFPE samples, complete agreement between FISH and CISH results was demonstrated for IHC scores 0, 1+, and 2+. A lower concordance for score 3+ tumors was found because six tumors were amplified by FISH and nonamplified by CISH. A careful re-examination of the six CISHFISH discordant tumors revealed that all these cases were collected from 1992 to 1998, and we can hypothesize that these FFPE specimens were ineffective as a result of preanalytic problems, such as bad tissue preservation or a poorly standardized formalin fixation method. The latter could represent a limit of this new assay when compared with FISH [12, 20]. The current CISH procedure is based on a single color detection of one probe and does not allow correction for HER-2/neu amplification caused by chromosome 17 polysomy, as in the dual-color FISH test provided by Vysis. Nevertheless, in our series, we did not find any CISH false-positive cases. This is probably because of the fact that, in tumors displaying 610 HER-2/neu gene copies/nucleus, an adjacent consecutive section was consistently hybridized with CEP 17 for comparison. Although Sartelet et al. [19] reported that polysomy is a rare event in cases with a low gene copy number, we strongly feel that this is a crucial point, because, without adjusting CISH results for chromosome 17 copy number, a higher number of discordant interpretations could result in borderline cases [14, 17, 2022].
In agreement with the majority of studies reporting a concordance between FISH and CISH of 83%100% [1214, 16, 17, 20, 23, 24], in our series of FFPE tissues, the interassay concordance between the two genetic tests was 95% ( Although FNA procedures are ever more frequently used instead of tissue biopsy to obtain diagnostic cellular material in primary inoperable or metastatic BC, to the best of our knowledge, only two studies have analyzed the CISH assay on conventional smears [18] or ThinPrep cytology [19] in parallel with the companion FFPE tissues. Moreover, neither of the two studies compared CISH with FISH findings. In summary, our results demonstrate that CISH is easily applicable to LBC with a good correlation to results obtained with the corresponding histological sections, and a complete agreement with FISH. This issue is of major importance, because CISH could be particularly helpful in overcoming the problem of false-positive findings with ICC, one of the major criticisms of this methodology [25, 26]. In our series, we found four positive cases (three score 3+, one score 2+) using ICC with LBC that were negative using IHC (score 1+) on the companion FFPE tissues and nonamplified by CISH both in ThinPrep and histological samples. These findings seem to indicate that CISH may lower the ICC false positivity that is probably a result of the poorly assessed scoring system in cytological material. FNA BC cells, in fact, lack an architectural tissue structure, which makes it difficult, in most cases, to apply the FDA-approved histological scoring system to cytopathology. These interpretative difficulties may lead to a great variability in evaluating the immunocolorimetric signals, which consequently become highly subjective. In contrast, CISH allows a more objective interpretation of HER-2/neu gene status, mainly with LBC. This technical procedure, in fact, different from conventional smears, permits a monolayer cell assessment. Consequently, tumor cells appear cleaner and chromogenic dots are easier to score because of intact nuclei. Considering the fact that in all ancillary tests the technical thoroughness is very important, in our cytological series, preanalytical procedures were followed very carefully, allowing a complete agreement of results between CISH and FISH (100% concordance).
In conclusion, our results provide evidence that CISH analysis performed on FFPE tissues should be considered a viable alternative to FISH analysis for selecting IHC 2+ scored patients for trastuzumab therapy. Moreover, in cytological specimens, it provides stronger and more consistent correlation than protein evaluation with the corresponding FFPE tissue samples. Based on the present results, which need to be confirmed by a larger study, we suggest that CISH can be considered a useful, simple, and reproducible method that is less expensive and appears to be a valuable alternative to FISH. Moreover, CISH can avoid false-positive ICC findings, increasing the accuracy of determining HER-2 status in breast cancer cytological samples processed using Thin-Prep methodology.
The authors indicate no potential conflicts of interest.
We thank Dr. Pier Giorgio Natali for his continuous support and helpful discussion, Michael Kenyon for the formal revision of the manuscript, and Maria Assunta Fonsi for secretarial assistance. This study has been supported by Ministero della Salute, Lega Italiana per la Lotta contro i Tumori, AIRC, on behalf of the Breast Disease Management Team (DMT).
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