The Oncologist, Vol. 12, No. 1, 114-123, January 2007; doi:10.1634/theoncologist.12-1-114 © 2007 AlphaMed Press
A Randomized, Double-Blind Study of Pegylated Liposomal Doxorubicin for the Treatment of AIDS-Related Kaposis Sarcomaa Lahey Clinic, Burlington, Massachusetts, USA; b Pennsylvania Hospital, Philadelphia, Pennsylvania, USA; c ALZA Corporation, Mountain View, California, USA; d Johnson & Johnson Pharmaceutical Research & Development, L.L.C., Raritan, New Jersey, USA Key Words. Pegylated liposomal doxorubicin • AIDS • Kaposis sarcoma • Liposomal daunorubicin Correspondence: Timothy Cooley, M.D., Department of Medical Oncology, Lahey Clinic, 41 Mall Road, Burlington, Massachusetts 01805, USA. Telephone: 781-744-8410; Fax: 781-744-5293; e-mail: timothy.p.cooley{at}lahey.org Received May 10, 2006; accepted for publication September 29, 2006.
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Background. Despite a decreased incidence of AIDS-related Kaposis sarcoma (KS) due to the advent of highly active antiretroviral therapy, approximately 15% of AIDS patients still develop AIDS-related KS. This study evaluated the clinical benefit, tumor response, and safety of pegylated liposomal doxorubicin for the treatment of AIDS-related KS. Methods. This was a double-blind, multicenter study that randomized patients with AIDS-related KS to six cycles of pegylated liposomal doxorubicin (20 mg/m2; n = 60) or liposomal daunorubicin (40 mg/m2; n = 19) every 2 weeks. Clinical benefit was assessed using patient questionnaires and monitoring of KS-associated symptoms. Tumor responses were assessed using imaging techniques, direct measurement of skin lesions, and photographs, when possible. Results. Clinical benefit was observed in 48/60 patients (80%) receiving pegylated liposomal doxorubicin and was maintained for a median of 62 days (range, 28107 days). Clinical benefit was achieved by 12/19 patients (63.2%) receiving liposomal daunorubicin and was maintained for a median of 55 days (range, 2884 +days). Clinical benefit correlated with tumor response. Tumor responses were achieved by 55.0% of patients receiving pegylated liposomal doxorubicin and 31.6% of patients receiving liposomal daunorubicin. Response rates were similar within each treatment group when only those patients without changes in antiretroviral therapy during treatment were considered. Adverse events associated with pegylated liposomal doxorubicin were neutropenia (30%), nausea (28.3%), and asthenia (16.7%). Conclusions. Pegylated liposomal doxorubicin is safe and effective for the treatment of AIDS-related KS, with most patients experiencing clinical benefit, tumor response, or both.
Despite a dramatic decline in the incidence of AIDS-related Kaposis sarcoma (KS) associated with the introduction of highly active antiretroviral therapy (HAART) [111], approximately 15% of AIDS patients still develop the disease [7]. A recent review of the literature found little evidence to support the regression of advanced, symptomatic KS in AIDS patients who were treated with HAART without simultaneous chemotherapy [10]. Moreover, many patients with advanced KS are those for whom HAART therapy for HIV/AIDS has not been effective [10]. A recent study found an increased overall response rate for KS in patients who received both pegylated liposomal doxorubicin and HAART compared with those who received HAART alone [12]. Patients with advanced, symptomatic KS are commonly treated with a combination of HAART and liposomal anthracyclines, such as pegylated liposomal doxorubicin [13]. The polyethylene glycol-coated liposomal formulation of doxorubicin eludes the immune system, thereby increasing the half-life of the liposome in serum and decreasing the toxicities associated with conventional doxorubicin, such as neutropenia, anemia, alopecia, and cardiotoxicity [1416]. Results of clinical studies have demonstrated the activity and safety of pegylated liposomal doxorubicin as short- and long-term treatment for patients with advanced AIDS-related KS [1719], even in those who failed prior chemotherapy with conventional anthracyclines [20 23]. In addition, quality-of-life assessments have shown that patients receiving pegylated liposomal doxorubicin versus a conventional doxorubicin-containing regimen have significantly improved scores [22]. Both pegylated liposomal doxorubicin and liposomal daunorubicin are approved treatments for AIDS-related KS, with the former indicated for a refractory population (i.e., patients who have progressed on prior combination chemotherapy or patients intolerant to such therapy) and the latter as first-line therapy. The objectives of this study were to evaluate (a) the clinical benefit of pegylated liposomal doxorubicin therapy based on patient self-assessment of improvements in one of five AIDS-related KS symptoms, (b) tumor response as a corollary to clinical benefit, and (c) the safety of pegylated liposomal doxorubicin in this patient population. Liposomal daunorubicin was used as an active control to minimize potential bias in the assessment of clinical benefit, tumor response, and patient safety. The study was not designed to evaluate differences between the treatment groups.
Study Design This prospective, double-blind, randomized, multicenter, active-control study was conducted to evaluate the clinical benefit, tumor response rates, and safety of pegylated liposomal doxorubicin in patients with AIDS-related KS. In accordance with the Declaration of Helsinki, the study protocol was reviewed and approved by the appropriate institutional review boards, and all patients provided written informed consent prior to study participation. Since clinical benefit was based on the patients assessment of improvements with AIDS-related KS-associated symptoms, liposomal daunorubicin was used as an active control to minimize potential bias in the assessment of clinical benefit, tumor response, and patient safety.
Eligibility Criteria
Patients were excluded if they had received anti-KS therapy within 14 days of study entry or had received treatment with pegylated liposomal doxorubicin or liposomal daunorubicin at any time prior to study entry. Other exclusion criteria were as follows: (a) presentation with clinically significant cardiac disease as defined by histopathologic evidence of anthracycline-induced cardiomyopathy, LVEF <50%, or abnormal wall motion; (b) the onset of or increased therapy for an opportunistic infection within 4 weeks of study entry; (c) the presence of significant non-KS-related pulmonary insufficiency (oxygen saturation >90%); (d) the presence of other active malignancies except basal or squamous cell carcinoma of the skin or in situ cervical or anal carcinoma; (e) neuropsychiatric history or altered mental status that prevented informed consent or compliance with the protocol requirements; and (f) pregnancy or breastfeeding, or any women of child-bearing age not using a medically proven method of birth control. Other cytotoxic chemotherapy and radiation therapy were prohibited during the study, but the use of other medications to treat HIV was not restricted. Patients were withdrawn from the study if KS progressed, if serious or intolerable adverse events occurred that precluded further treatment, if there was a clinical need for alternative/additional cytotoxic chemotherapies or radiation, or if there was evidence of non-compliance or loss to follow-up for
Treatment Plan and Evaluations
Patients were assessed at To assess clinical benefit, patients completed an 11-item KS symptom questionnaire with five symptom categories: (a) lymphedema, difficulty in wearing clothing and/or shoes or difficulty moving due to swelling; (b) pulmonary KS, shortness of breath and cough; (c) gastrointestinal KS, difficulty swallowing or eating, the ability to eat only small amounts of food, bloating, diarrhea, and nausea or vomiting; (d) disfiguring KS lesions; and (e) KS-associated pain. Patients rated each symptom as absent, present but did not interfere with daily activities, present and somewhat interfered with daily activities, or present and very much interfered with daily activities. Patients were also asked to rate the severity (none, mild, moderate, or severe) of the average pain experienced from KS lesions within the past 2 weeks.
Clinical Benefit The patients assessments of improvements in the five KS-symptom categories were corroborated by other measurements. For patients with lymphedema, changes in the circumferential measurements of the edema and motion tests were conducted. For patients with lymphedema and disfiguring KS lesions, photographic assessments were conducted at baseline and at each subsequent study visit. For patients with pulmonary disease, x-ray or CT scans were performed monthly, and the selected method was used throughout the study. For patients with gastrointestinal bleeding, blood transfusions that occurred from 1 week prior to baseline through the end of the study were recorded, and stools were checked for occult blood.
Efficacy Endpoints
Tumor Response An independent AIDS expert without knowledge of the patients treatment evaluated serial patient photographs of indicator lesions and confirmed tumor response and clinical efficacy assessments. Photographs were available for 67/80 (83.8%) patients; of these, 50 patients had photographs that were evaluable for clinical efficacy by assessing serial photographs of disfiguring KS lesions, and 43 patients had photographs that were evaluable for tumor response assessed by bidirectional measurements of index lesions.
Analysis of the Effect of Changes in Antiretroviral Therapy
Statistical Analysis
Patient Disposition A total of 80 patients with AIDS-related KS from seven sites were randomized 3:1 to receive pegylated liposomal doxorubicin (n = 60) or liposomal daunorubicin (n = 19). One patient randomized to liposomal daunorubicin was found to have received prior pegylated liposomal doxorubicin therapy, which was unknown until after the first dose; the patient was therefore removed from the study. Although the protocol states that patients with PD discontinue treatment, eight patients continued to receive treatment after the observation of disease progression; data for these patients were censored at the time of PD.
Patient demographics and baseline characteristics were similar between the treatment groups (Table 1
Efficacy According to the protocol definition, 48/60 (80.0%) patients receiving pegylated liposomal doxorubicin experienced clinical benefit that lasted for a median duration of 62 days (range, 28107 days; Table 3 28 days without worsening of other symptoms or an increase in medical interventions), 22/60 (36.7%) patients treated with pegylated liposomal doxorubicin experienced clinical benefit that lasted for a mean duration of 42 days (range, 28106+ days). Patients receiving pegylated liposomal doxorubicin experienced clinical benefit in each of the five KS symptom categories.
Among patients receiving liposomal daunorubicin, 12/19 (63.2%) patients achieved clinical benefit according to the protocol definition that lasted for a median duration of 55 days (range, 2884+ days). When the conservative definition of clinical benefit was applied, 3/19 (15.8%) patients receiving liposomal daunorubicin experienced clinical benefit. The median duration of clinical benefit using the conservative definition could not be calculated because the KaplanMeier estimate was >50% for each time point. Patients receiving liposomal daunorubicin experienced clinical benefit in each of the five KS symptom categories.
Tumor Response
Considering all patients and using the protocol definition of clinical benefit, 90% (35/39) of patients with a tumor response also achieved clinical benefit. Approximately two-thirds of the patients with SD (63.6%, 21/33) who had no evidence of disease progression on study also experienced clinical benefit. When the conservative definition of clinical benefit was used, 16/39 patients (41%) with tumor responses achieved clinical benefit (Fig. 1
The Effect of Changes in ART Seventy-six patients in the study received ART. A change in ART was not considered to confound the assessment of tumor response in 22 patients receiving pegylated liposomal doxorubicin (Table 5
Safety The median cumulative dose for patients receiving pegylated liposomal doxorubicin was 109.30 mg/m2; the median cumulative dose for patients receiving liposomal daunorubicin was 220.41 mg/m2. A total of 41 (68.3%) patients receiving pegylated liposomal doxorubicin and 12 (63.2%) patients receiving liposomal daunorubicin had delayed, interrupted, or reduced doses during the study. Hematologic toxicity was the primary reason for dose adjustments in both the pegylated liposomal doxorubicin (32.1%) and liposomal daunorubicin (15.8%) groups; other common reasons for dose delay, interruption, or adjustment in patients receiving pegylated liposomal doxorubicin included scheduling problems (26.9%), intercurrent illness (12.8%), and other reasons (14.1%). The most common treatment-related adverse events reported in >10% of patients in either treatment group are summarized in Table 6
Hematologic adverse events consisted primarily of neutropenia; 18/60 (30%) patients receiving pegylated liposomal doxorubicin had neutropenia (15 patients, grade 3; 1 patient, grade 4). One grade 3 and one grade 4 neutropenic event were reported in patients receiving liposomal daunorubicin, which resulted in dose delays. Seven patients receiving pegylated liposomal doxorubicin and two patients receiving liposomal daunorubicin experienced treatment-related anemia; five patients on pegylated liposomal doxorubicin had grade 3 or 4 events. Leukopenia was also reported in both pegylated liposomal doxorubicin and liposomal daunorubicin groups (three and two patients, respectively), whereas thrombocytopenia was seen only in those receiving pegylated liposomal doxorubicin (two patients). Five (8.3%) patients treated with pegylated liposomal doxorubicin experienced hand-foot syndrome (HFS); all events were considered as being related to treatment (four patients had grade 1/2 HFS; one patient had grade 3 HFS). No patients on liposomal daunorubicin experienced HFS. No patient was withdrawn from the study due to HFS. A total of 6/78 (7.7%) doses were interrupted because of infusion-related reactions in pegylated liposomal doxorubicin patientsfive because of a reaction during cycle 1 and one due to a reaction in cycles 1 and 6. All of the infusion-related reactions were either grade 1 or 2 in severity. No dose interruptions occurred on the liposomal daunorubicin arm due to infusion reactions. No patient was withdrawn from the study due to an infusion-related reaction. Most patients had pre- and on-study LVEF measurements performed (61.6% and 57.8% of patients receiving pegylated liposomal doxorubicin and liposomal daunorubicin, respectively). Median LVEF was 60% at baseline in each group (ranges, 50%75% and 44%76%, respectively), and in the final measurement, which was generally performed at the end of treatment, median LVEF was 58% for pegylated liposomal doxorubicin patients (range, 45%73%) and 60% for liposomal daunorubicin patients (range, 41%66%). One patient treated with pegylated liposomal doxorubicin entered the study with a LVEF of 62% with moderate cardiomegaly, left ventricular hypertrophy, and pericardial effusion and developed grade 2 congestive heart failure after six cycles of pegylated liposomal doxorubicin treatment. After hospitalization, the patient was withdrawn from the study (final LVEF, 58%). Three patients on pegylated liposomal doxorubicin were withdrawn from the study due to adverse events. Only one withdrawal was considered treatment-related; the patient was removed after developing a Pseudomonas aeruginosa infection (sepsis, pneumonia, and urinary tract infection) and eventually died of unknown causes more than 2 months after being withdrawn from the study.
This study evaluated the clinical benefit, tumor response, and safety of pegylated liposomal doxorubicin in the treatment of patients with AIDS-related KS. Previous clinical study results have demonstrated that pegylated liposomal doxorubicin is a safe and effective therapy for advanced AIDS-related KS [1719] and is associated with improvements in quality of life in these patients compared with a conventional doxorubicin-containing regimen [22]. Patients in both treatment arms achieved clinical benefit in each of the five AIDS-related KS symptom categories. Tumor responses (PRs) were observed in patients receiving pegylated liposomal doxorubicin (55.0%) and liposomal daunorubicin (31.6%). Tumor response and clinical benefit were correlated using either the protocol definition or a more conservative definition of clinical benefit. This study also demonstrated that 50% of patients without confounding changes in ART obtained a tumor response with pegylated liposomal doxorubicin, and 45% obtained clinical benefit. A recent study by Martin-Carbonero et al. [12] compared the responses of patients with moderate-to-advanced KS to treatment with concomitant pegylated liposomal doxorubicin and HAART or HAART alone [12]. Of 13 patients receiving pegylated liposomal doxorubicin and HAART, there was an overall response rate of 76% (four CRs and six PRs) compared with 20% in patients receiving HAART alone (two CRs and one PR; p = .003). Ten patients receiving HAART alone were rescued using pegylated liposomal doxorubicin; seven experienced disease progression during the first 3 months of HAART. Together, these studies indicate a continued role for chemotherapy to induce regression of advanced AIDS-related KS. Whereas cardiotoxicity has been associated with nonliposomal formulations of doxorubicin and other conventional anthracyclines, improved cardiac safety has been documented with pegylated liposomal doxorubicin [1416, 25]. With a median cumulative dose of 109.30 mg/m2 for pegylated liposomal doxorubicin (220.41 mg/m2 for liposomal daunorubicin), no change in median LVEF was observed over the course of this study. A recent case report demonstrated the use of 30 cycles of liposomal doxorubicin (nonpegylated) for a cumulative dose of 1,575 mg/m2 in a single patient with breast cancer, with no deterioration in LVEF [26].
Patients with AIDS-related KS receiving pegylated liposomal doxorubicin achieved clinical benefit and tumor response, and tumor response was positively correlated with the achievement of clinical benefit. Moreover, results from this study and those from Martin-Carbonero et al. [12] indicate that even in the era of HAART, chemotherapy still plays an important role in the treatment of advanced AIDS-related KS.
T.C. has acted as a consultant for and receives support from Abbott Laboratories, GlaxoSmithKline, Datamonitor, and Bristol-Myers Squibb. D.H. has acted as a consultant for and receives support from Ortho Biotech. M.T., M.O., and W.R. own stock in Johnson & Johnson.
This article was written on behalf of the Study 3038 investigators and was supported by ALZA Corporation and Johnson & Johnson Pharmaceutical Research & Development, L.L.C. Principal investigators who participated in this study included D.H. Henry, Graduate Hospital, Tuttleman Center, Philadelphia; Z.P. Bernstein, Roswell Park Cancer Institute, Buffalo, NY; T.W. Cheung, Mount Sinai Medical Center, New York; M. Kroll and S. Miller, Harris County Hospital District, Houston; T.P. Cooley, Boston City Hospital, Boston; A.R. Lopez and R. Mass, Kaiser Permanente Medical Center, Santa Clara, CA; and M. Saleh, University of Alabama at Birmingham, Birmingham, AL. We gratefully acknowledge the many patients and families who made the study possible, as well as the investigators and study center staff. The work contained herein has not been previously published but was presented as a poster at the 38th Annual Meeting of the American Society of Clinical Oncology; May 1821, 2002, Orlando.
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