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Radiation Oncology |
Departments of Radiation Oncology and Pulmonology, VU University Medical Center, Amsterdam, The Netherlands
Key Words. Tumor angiogenesis • Radiotherapy • Antiangiogenic therapy • Hypoxia • Clinical trials
Correspondence: Suresh Senan, MRCP, FRCR, Ph.D., Department of Radiation Oncology, VU University Medical Center, De Boelelaan 1117, 1007 MB Amsterdam, The Netherlands. Telephone: 31204440414; Fax: 31204440410; e-mail: s.senan{at}vumc.nl
Received October 9, 2006; accepted for publication February 12, 2007.
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LEARNING OBJECTIVES
Top
Learning Objectives
Abstract
Tumor Angiogenesis
Impact of Hypoxia on...
Agents Targeting Tumor...
Rationale for Combining AAs...
Determining Optimal Biological...
Drug Sequencing and Radiation...
Radiation-Induced Normal Tissue...
Designing Trials Integrating AA...
Conclusions
Disclosure of Potential...
References
After completing this course, the reader will be able to:
| ABSTRACT |
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Disclosure of potential conflicts of interest is found at the end of this article.
| TUMOR ANGIOGENESIS |
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Tumor angiogenesis is the process leading to the formation of blood vessels within a tumor, and it plays a key role in cancer cell survival, local tumor growth, and the development of distant metastases [4, 5]. The term "angiogenic switch" refers to the transition of a tumor from the "avascular" or "prevascular" phase to the "proangiogenic" phase, with increased growth and metastatic potential. New tumor vessels are often structurally and functionally abnormal, as a result, in part, of tortuous and leaky vasculature, leading to increased interstitial pressure, tissue hypoxia, and further stimulation of angiogenesis. Pericytes are cells that provide support for the endothelial cells (ECs) and their association with tumor ECs is poorly defined. Cytoplasmic projections of pericytes in normal tissue interact with ECs, whereas they can extend deep into tumor tissue [6]. Pericyte recruitment and coverage in human tumor vasculature is often very heterogeneous.
Growth factors and growth inhibitors regulate blood vessel development. In contrast to the quiescent endothelium in normal tissue, tumor ECs proliferate up to 40 times more frequently and preferentially overexpress the cell-surface molecules integrin-
vß3, E-selectin, endoglin, endosialin, and vascular endothelial growth factor receptor (VEGFRs), all of which stimulate endothelium adhesion and migration. Most biological effects of VEGF are mediated via two receptor tyrosine kinases, VEGFR-1 and VEGFR-2, but specific VEGF isoforms also bind neuropilins (NP)-1 and NP-2, nontyrosine kinase receptors originally identified as receptors for semaphorins, which are polypeptides with essential roles in neuronal patterning [7, 8]. VEGF acts as a survival factor for ECs and its withdrawal can cause vascular damage [9]. In addition, VEGF is a vasodilator involved in the synthesis and/or release of nitric oxide [10]. VEGFR-1 and VEGFR-2 are found on vascular ECs and VEGF binding to cell surface receptors stimulates EC proliferation, migration, and survival [11, 12]. Endothelium in normal tissues resides primarily in a resting state with low expression of VEGFR-2, thereby remaining relatively insensitive to VEGFR-2 blockade. Epidermal growth factor receptor (EGFR) signaling is also linked to angiogenic mechanisms [13], and treatment with anti-EGFR agents produces an antitumor effect that is partly a result of inhibition of secretion of various paracrine angiogenic growth factors.
Tumors respond to radiation by secreting cytokines that inhibit apoptosis in ECs, including a major angiogenesis regulator, hypoxia-inducible factor (HIF)-1
[14]. HIF-1
is a transcriptional factor that is activated when mammalian cells experience hypoxia, and it regulates a number of processes, including promoting ATP metabolism, proliferation, and p53 activation [15]. By stimulating EC survival, HIF-1 also promotes tumor radiation resistance and the net effect of HIF-1 blockade on tumor radioresponsiveness is highly dependent on treatment sequencing. Under conditions of hypoxia, HIF-1
dimerizes with HIF-1ß, and the complex translocates to the nucleus and binds to the VEGF promoter, leading to increased VEGF transcription [16].
| IMPACT OF HYPOXIA ON RADIOTHERAPY OUTCOME |
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overexpression is associated with increased microvessel density and/or VEGF expression in a large number of tumor types, including non-small cell lung cancer (NSCLC), astrocytoma, and colon and esophageal tumors, and HIF-1
expression levels have correlated with a greater risk for mortality in some tumors [21]. In preclinical studies, primary tumors recurring after inadequate radiation therapy showed increased metastatic propensity, which was associated with an increase in the fraction of hypoxic cells and also with hypoxia-induced upregulation of metastasis-promoting gene products [22]. Possible mechanisms that may account for increased metastasis are hypoxia-induced neoangiogenesis facilitating hematogenous spread and the promotion of lymphangiogenesis that facilitates tumor invasion. In summary, the pivotal role of tumor hypoxia and neoangiogenesis in determining radiation response serves to emphasize the clinical potential of combining radiation with antiangiogenic agents (AAs). | AGENTS TARGETING TUMOR ANGIOGENESIS |
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Antiangiogenic Agents (AAs)
AAs aim to inhibit the growth of new blood vessels in tumors. Bevacizumab (Avastin®; Genentech, Inc., South San Francisco, CA) is a humanized monoclonal antibody that acts by binding and neutralizing VEGF, which is a ligand with a central role in signaling pathways controlling tumor blood vessel development and survival [11, 27, 28]. In patients with rectal carcinoma, a single infusion of bevacizumab decreased tumor perfusion, vascular volume, microvascular density, interstitial fluid pressure (IFP), and circulating ECs and progenitor cells [29]. These findings suggest that anti-VEGF therapy has a direct antivascular effect in human tumors. In contrast, small molecule tyrosine kinase inhibitors (TKIs) prevent activation of VEGFRs, thus inhibiting downstream signaling pathways rather than binding to VEGF directly. Serial magnetic resonance imaging (MRI) studies in recurrent human glioblastomas treated with AZD2171, a potent oral, pan-VEGFR TKI with activity against platelet-derived growth factor (PDGF) receptors and c-Kit, revealed that tumor vessel size decreases within 24 hours, a change that persisted for at least 28 days [30]. The vascular changes in that study correlated with reductions in vasogenic brain edema. Many small molecule TKIs also show activity against EGFR or c-Kit, which may produce direct antitumor effects. For example, ZD6474 is an orally available inhibitor of key pathways including VEGFR-dependent tumor angiogenesis and EGFR-dependent tumor cell proliferation and survival.
Vascular Damaging (or Disrupting) Agents
Vascular damaging (or disrupting) agents (VDAs) cause a rapid shutdown of the established tumor vasculature, thereby leading to secondary tumor-cell death. Although there are differences between antiangiogenic and antivascular strategies, including their administration schedules, individual agents might show both antiangiogenic and antivascular effects. A VDA that destroys tumor vasculature and improves vascular permeability is the cytokine tumor necrosis factor, which is delivered using isolated limb perfusion in locally advanced melanomas and sarcomas of the limbs [31]. The microtubule-destabilizing agents, including combretastatins and ZD6126, and drugs related to 5,6-dimethylxanthenone-4-acetic acid (DMXAA) are the two main groups of VDAs that are currently in clinical development [32]. The VDAs that are in development produce a much greater blood flow reduction in tumors than in normal tissues, and possible reasons for this include factors such as high vascular permeability, high IFP, and heterogeneous blood-flow rates.
Mixed Inhibitors
Mixed inhibitors, including agents such as EGFR inhibitors or neutralizing agents and cytotoxic anticancer agents, target both tumor ECs and malignant cells. Similarly, the combination of AAs with VDAs can result in complementary antitumor effects. Treatment of tumor-bearing mice with VDAs leads to an acute mobilization of circulating endothelial progenitor cells (CEPs), which home to the viable tumor rim that characteristically remains after such therapy [33]. The administration of AAs disrupted the spike in CEPs and resulted in marked reductions in tumor rim size and blood flow as well as enhanced VDA antitumor activity.
A randomized study in patients with recurrent or advanced NSCLC assigned to chemotherapy with or without bevacizumab reported a median survival time of 12.3 months in the chemotherapy plus bevacizumab group, as compared with 10.3 months in the chemotherapy-alone group [34]. The median progression-free survival (PFS) times in the two groups were significantly different at 6.2 and 4.5 months, respectively, as were the corresponding response rates of 35% and 15% (p < .001). Bevacizumab is also registered for use in combination with 5-fluorouracil (5-FU)based chemotherapy for first-line treatment of patients with metastatic colorectal carcinoma in the U.S. and Europe. A pivotal study in patients receiving bevacizumab in combination with irinotecan, 5-FU, and leucovorin (IFL) provided evidence of the value of antiangiogenic therapy in improving patient survival over chemotherapy alone [35]. The synergistic activity of AAs with chemotherapy is postulated to be a result of the paradox of antiangiogenic therapy, a term that refers to the transient increases in tumor blood flow observed with such agents [5]. Bevacizumab administered every 3 weeks with IFL chemotherapy may have resulted in a fortuitous coincidence with the vascular "normalization window." The increased blood flow allows for greater drug penetration, and the reduction in hypoxia improves the efficacy of cytotoxic therapies including radiation. The longer survival time with combined chemotherapy and AAs may also be a result of the prevention of rapid tumor cell repopulation after chemotherapy and augmentation of the antivascular effects of chemotherapy [36]. In contrast, sustained and aggressive AA therapy may damage tumor vasculature and impede blood flow and drug access and lead to increased hypoxia.
In contrast to the positive results seen with the every-3-weeks administration of bevacizumab, a trial evaluating continuous administration of the small molecule anti-VEGF inhibitor PTK787/ZK in colorectal cancer reported a higher progression-free survival (PFS) rate, but no difference in overall survival (OS) [37]. A subgroup analysis revealed higher PFS and OS rates in patients with high serum lactate dehydrogenase (LDH) levels. Previous work has linked high LDH levels to an upregulated HIF pathway and an aggressive phenotype in colorectal adenocarcinomas [38]. Other postulated causes for the observed differences in survival between these two AAs in colorectal cancer are (a) the ability of antibody-based therapies to target cell surface antigens, thereby rendering tumor cells more vulnerable to attack by the immune system; (b) the ability of small molecule inhibitors with antiangiogenic properties to impair pericyte-associated PDGF, which in turn appears to be required for vascular normalization; (c) suboptimal potency, dosing, and/or pharmacokinetics; and (d) a reduced effect in the heavily pretreated patients included in the PTK787/ZK study, who may have had heterogeneous vasculature with angiogenesis governed by a wider range of proangiogenic factors [2426].
The findings with these two classes of AA in a single disease entity (colorectal cancer) underscore the need to better understand the mechanisms of action so as to optimize the design of clinical trials of radiotherapy with these agents. To maximize the synergistic effects of combined antiangiogenic and cytocidal therapy, development of noninvasive biomarkers of drug penetration and tumor oxygenation is important. In the absence of surrogate biomarkers of vascular normalization that may allow for the effects of AA therapy to be tracked, ongoing clinical trials are largely designed with the dual targeting of tumor cells and blood vessels in mind. However, the possibility that higher tumor cell kill could be achieved with appropriately timed (and possibly lower) doses of an AA in combination with chemotherapy and radiotherapy is appealing, because it could reduce treatment toxicity and costs, as opposed to the current "hit and miss" approaches.
| RATIONALE FOR COMBINING AAS WITH RADIATION |
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| DETERMINING OPTIMAL BIOLOGICAL DOSES: THE NEED FOR BIOMARKERS |
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An example in which the OBD is unclear is with the monoclonal antibody bevacizumab, which, despite having a well-defined target, has no parameters predictive for efficacy [62, 63]. A phase III trial using bevacizumab, at a 10-mg/kg dose, and 5-FU, leucovorin, and oxaliplatin (FOLFOX4) chemotherapy in the second-line treatment of colorectal cancer showed tumor activity [64]. However, in a subsequent randomized phase II trial of the drug in patients with metastatic colorectal carcinoma, a 5-mg/kg dose (but not the 10-mg/kg dose) was effective in prolonging survival [65]. This raises the question of whether or not the 5-mg/kg dose, if it had been used, would have been just as effective, particularly as more toxicity was seen at the higher dose of bevacizumab. Similarly, discontinuing AA therapy in patients who do not show a measurable response may adversely affect their survival [61]. These findings point to the need for biomarkers to guide anti-VEGF monotherapy and combination therapy, especially to guide patient selection and protocol design and to serve as early surrogate measures of benefit and development of treatment resistance.
Examples of biomarkers that have been evaluated in clinical trials are summarized in Table 2, and this topic has been the subject of recent reviews [66, 67]. The properties of an ideal surrogate marker [60] include being: (a) noninvasive and repetitively available with minimal clinical consequences, (b) affordable and robust, (c) reasonably sensitive and quantitative, (d) highly reproducible, (e) as specific as possible for tumor-associated angiogenesis, and (d) correlated closely with antiangiogenic (and antitumor) efficacy in different tumor stages, preferentially in a broad range of different neoplasias and under various therapies.
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| DRUG SEQUENCING AND RADIATION ENHANCEMENT |
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Preclinical data showing the importance of sequencing are most consistent for VDAs, which cause extensive tumor necrosis with a typical rim of surviving tumor cells [32]. One such agent, ZD6126, showed maximal tumor cell kill when administered 24 hours prior to radiation or 1 hour or more after radiation, but was less effective if given 1 hour prior to radiation [71]. In the U87 tumor model, ZD6126 given 1 hour before radiation led to less tumor growth delay compared with that of radiation alone, and this protective effect was explained by acute ZD6126-induced tumor hypoxia [68].
Similar data are available for monoclonal antibodies. In two different human tumor xenografts, the combined effect of radiation and a single injection of VEGFR-2specific monoclonal antibody DC101 administered concurrently were not significantly different from additive in terms of growth delay [42]. However, when radiotherapy was administered 46 days after DC101 treatment, a synergistic increase in tumor growth delay was observed, coinciding with the time of maximum tumor oxygenation (days 58). Similarly, vessel coverage by pericytes increased markedly between days 2 and 5, and fell again by day 8, peaking on day 2, when the diameter of tumor vessels had decreased significantly. Comparable data for bevacizumab reported the most potent tumor response for combined treatment when the drug followed radiotherapy [72].
Sequencing data on small molecule TKIs of VEGFR are less clear. ZD6474 (ZactimaTM; AstraZeneca Pharmaceuticals, Wilmington, DE) is one such agent with additional activity against EGFR tyrosine kinase. In two xenograft models of lung cancer, concurrent administration of ZD6474 plus radiation showed greater antitumor effects than with radiation therapy alone [73]. Tumor perfusion was significantly reduced after three initial doses of ZD6474 versus control, suggesting that impaired reoxygenation between fractions of radiotherapy in the concurrent protocol may be a possible basis for the schedule-dependent radiation enhancement observed. In the above-mentioned study, the administration of ZD6474 after radiotherapy was more effective than concurrent administration of the two modalities. However, in a setting that combined a 2-week course of fractionated radiotherapy with ZD6474 treatment, the enhancement in the tumor response was independent of the sequencing of the two therapies [74]. Important differences between the two studies included the tumor model (colorectal carcinoma, HT29, versus NSCLC, Calu-6) and fractionation schedule (2 weeks as opposed to 3 daily fractions of 2 Gy) used. Other TKIs with antiangiogenic effects, such as SU5416 (a VEGFR inhibitor) and SU6668 (an inhibitor of VEGF, fibroblast growth factor, and PDGF receptors), also enhance the antitumor effects of fractionated irradiation independent of drug sequencing [75]. Another such inhibitor, SU11248, enhanced the radiation effect when combined during radiation, and it also prevented tumor regrowth with maintenance therapy after completion of radiation [76].
AA-induced hypoxia can also be important for rapamycin, an agent that reduces VEGF production by tumor cells and inhibits VEGF-induced proliferation in ECs. Rapamycin combined with radiation in tumor-bearing glioblastoma xenografts caused no further increase in tumor growth delay when compared with radiation alone, a finding related to vessel thrombosis postrapamycin treatment leading to elevated tumor hypoxia [77]. The authors concluded that thrombosis and tumor hypoxia may be confounding factors limiting the effectiveness of rapamycin in combination with radiotherapy.
A point of concern in radiotherapy is whether the long-term administration of AAs during a 56 week course of radiotherapy can lead to relative radiation resistance because of radiation-induced VEGF expression and tumor hypoxia. Preclinical data on VEGF tyrosine kinase inhibition with PTK787 during fractionated irradiation found that radiation antagonized the increase in hypoxia, and resulted in extended tumor growth delay and tumor cell apoptosis [55]. Similarly, the expected vascular shutdown with the VDA combretastatin A4P was instead replaced by an early increase in vascular permeability in patients with prostate cancer undergoing combined treatment [78]. Hence, the risk for treatment-induced hypoxia by AAs appears to be reduced when used in combination with radiotherapy. In the absence of reliable noninvasive markers for tumor hypoxia and radioresistance, we suggest that careful review of all preclinical data as well as the incorporation of well-designed biomarker studies are necessary in early-phase clinical trials.
| RADIATION-INDUCED NORMAL TISSUE TOXICITY |
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The bowel is a radiosensitive organ, and grade 3 and 4 acute and late radiation enteritis occurs in 27% and 14% of patients, respectively, after treatment with preoperative chemoradiotherapy [81]. Late bowel toxicity manifests as diarrhea, bowel stricture, perforation, or hemorrhage and may also be irreversible. The tolerance dose, which is defined as the bowel dose that gives a 5% risk of late toxicity at 5 years, is estimated to be around 4550 Gy [82], and irradiation of larger volumes is associated with increased toxicity [83]. When patients with lung cancer are treated with concurrent chemoradiotherapy, high-grade esophagitis manifests in 33%41% of patients [84]. However, acute esophagitis is generally self-limiting and late toxicity to the esophagus is uncommon. Radiation pneumonitis correlates with the volume of normal lung irradiated, and symptoms usually manifest within 6 months post-treatment [85]. Late complications have been reported in >5% of patients after high-dose chemoradiotherapy, and nonpulmonary events include esophageal strictures and cardiac complications [86]. Patients with Hodgkin's disease have a higher risk for cardiovascular mortality 5 years after the lower doses of radiotherapy that are used for lung tumors [87]. Asymptomatic patients who received mediastinal doses of 35 Gy have also been found to have a high prevalence of diastolic dysfunction, which was in turn associated with stress-induced ischemia and a poorer survival [88].
Potential for Increased Radiation-Induced Toxicity
Potential for increases in toxicity when AAs are combined with radiotherapy are suggested by the following data.
Myocardial toxicity: Myocardial damage and/or a reduction in ejection fraction rates have been reported with AAs, including sunitinib [89] and imatinib [90]. Dose-limiting acute coronary syndromes have been reported with VDAs such as combretastatin A4P [91], and myocardial necrosis has been reported with ZD6126 [92]. Patients treated with bevacizumab have a twofold higher incidence of transient ischemic attacks, angina, myocardial infarction, and stroke [93]. More thrombotic and embolic events were also seen with the administration of the VEGF inhibitor PTK787/ZK in patients with colorectal cancer [37].
Parenchymal lung damage: Patients with lung cancer often have coexisting chronic obstructive pulmonary disease (COPD). VEGF expression is increased in the pulmonary arteries of smokers and patients with moderate COPD [94, 95], and reduction of VEGF levels in induced sputum correlates with increases in the severity of COPD [96]. In rats, the inhibition of VEGFRs with the inhibitor SU5416 causes alveolar cell apoptosis and emphysema [97]. Furthermore, mutant mice with PDGF deficiency develop lung emphysema that is associated with a loss of alveolar myofibroblasts as the disease progresses [98]. However, both stromal cells and ECs can respond to ionizing radiation by expressing various cytokines, including PDGF and transforming growth factor-ß, both of which appear to have a role in radiation pneumonitis and fibrosis [99]. As such, AAs that also block the effect of PDGF may potentially reduce radiation fibrosis.
Damage to bronchial cartilage: The administration of VEGF-Trap for 10 days in 4-, 8-, and 16-week-old mice reduced the number of capillaries in the tracheal mucosa by 39%, 28%, and 14%, respectively [100]. Nonhealing erosions of the nasal septum have been reported in patients treated with bevacizumab [101]. In an early-stage clinical trial, bevacizumab-treated patients with lung cancer had a higher risk for fatal pulmonary hemorrhage [102]. Early data suggested that patients with squamous cell carcinoma could be at higher risk for hemorrhage, and this histological type was subsequently excluded from a phase III trial in NSCLC that showed a survival benefit for chemotherapy combined with bevacizumab [34]. In the follow-up study, rates of clinically significant bleeding were higher with bevacizumab (4.4% and 0.7%, p < .001), and of 15 treatment-related deaths in the chemotherapy plus bevacizumab group, pulmonary hemorrhage was the cause in five patients.
Bowel toxicity: Administration of antiVEGFR-2 antibodies 1 month following whole-body irradiation resulted in fatal bowel toxicity in 20% of mice [103]. Two cases of acute ischemic colitis and a third with fatal gastrointestinal perforation were reported when bevacizumab was administered to patients 416 months after pelvic radiotherapy [104]. Fatal intestinal perforations were observed in 11% of patients, with a further 11% developing bowel obstruction, when bevacizumab was administered to patients with ovarian cancer progressing after prior chemotherapy [105]. Bowel ischemia was also dose limiting in a phase I trial of combretastatin A4P [106].
Neurological damage: VEGF-A has neurotrophic and neuroprotective effects on neuronal and glial cells in culture and in vivo, and can stimulate the proliferation and survival of neural stem cells [7]. VEGF also mediates the angiogenic response to cerebral and peripheral ischemia, and promotes nerve repair following traumatic spinal injury [107].
Preclinical and clinical toxicity data suggest a potential for higher rates of normal tissue toxicity for radiotherapy combined with AAs. This indicates a need to optimize radiotherapy planning and delivery in early-stage clinical trials in order to (a) minimize damage to normal tissues and organs and (b) better estimate the actual radiation doses received by critical organs. Improvements in the quality of radiotherapy can be achieved by measures such as adherence to guidelines for target definition in rectal cancer [108] and for treatment planning and delivery for lung tumors [109]. Data arising from well-designed studies will allow for specific radiotherapy planning criteria to be derived for subsequent phase IIIII studies.
| DESIGNING TRIALS INTEGRATING AA THERAPY WITH RADIATION |
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An important issue is whether early studies should first evaluate the combination of AAs with radiotherapy alone, possibly preceded by induction chemotherapy, in order to exclude the possibility of unexpected enhancement of normal organ toxicity. Experience with radiotherapy combined with the thalidomide is illustrative. Thalidomide has antiangiogenic, immunomodulatory, antiproliferative, and proapoptotic properties [110]. The combination of thalidomide (200 mg/day) with low-dose interleukin-2 and radiation therapy resulted in excessive toxicity, including deep venous thrombosis and radiation myelopathy at a dose not expected to cause such problems [111]. Evaluation of a lower dose of thalidomide (50 mg/day) as a potential protector of normal tissues in combination with thoracic radiotherapy and low-dose vinorelbine (5 mg/m2 administered 3 times per week) was stopped because of unacceptable toxicities [112]. This experience highlights the need for caution when evaluating new agents with radiotherapy and chemoradiotherapy. However, as concurrent chemoradiotherapy is considered the standard of care for patients with some tumors, a cautious introduction of AAs into such schemes in well-designed trials may be a reasonable approach.
A number of clinical approaches for designing phase III trials of AAs and radiotherapy are summarized in Table 3.
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| CONCLUSIONS |
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| DISCLOSURE OF POTENTIAL CONFLICTS OF INTEREST |
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| REFERENCES |
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