The Oncologist, Vol. 13, No. 5, 515-525, May 2008; doi:10.1634/theoncologist.2007-0204 © 2008 AlphaMed Press
Clinical Efficacy of Taxane–Trastuzumab Combination Regimens for HER-2–Positive Metastatic Breast CancerDepartment of Medicine, Division of Medical Oncology, Duke University Comprehensive Cancer Center, Durham, North Carolina, USA Key Words. Trastuzumab • Metastatic breast cancer • Docetaxel • Paclitaxel • Carboplatin Correspondence: Kimberly L. Blackwell, M.D., Box 3893, Durham, North Carolina 27710, USA. Telephone: 919-668-1748; Fax: 919-681-0874; e-mail: black034{at}mc.duke.edu Received October 25, 2007; accepted for publication April 4, 2008. Disclosure: K. Blackwell has acted as a consultant to AstraZeneca and Pfizer and has a financial interest in Novartis (speakers bureau). No other potential conflicts of interest were reported by the authors, planners, reviewers, or staff managers of this article.
This article is available for continuing medical education credit at CME.TheOncologist.com
The taxanes docetaxel (Taxotere®; Sanofi-Aventis U.S. LLC, Bridgewater, NJ) and paclitaxel (Taxol®; Bristol-Myers Squibb, Princeton, NJ) are highly active agents in metastatic breast cancer and may represent a safer alternative to anthracycline-based regimens when combined with the human epidermal growth factor receptor (HER)-2–targeted agent trastuzumab (Herceptin®; Genentech Inc., South San Francisco, CA). A number of preclinical and early clinical studies have evaluated the feasibility, duration, and appropriate dosing schedule(s) for taxane–trastuzumab combinations in HER-2–positive metastatic breast cancer. Preclinical studies of the taxanes in combination with trastuzumab demonstrate synergistic interactions of trastuzumab with docetaxel and additive interactions with paclitaxel. Even though not supported by head-to-head studies, clinical trial results indicate the response rates with docetaxel–trastuzumab combinations may be higher than those with paclitaxel–trastuzumab, although there is a lack of clear crosstrial differences in other clinical benefits. Weekly taxane–trastuzumab regimens have been shown to offer superior disease control. Results from two large, phase III trials that examined the addition of carboplatin to a taxane–trastuzumab doublet did not demonstrate a difference in survival with carboplatin. In one study, the addition of carboplatin to paclitaxel–trastuzumab therapy resulted in a higher response rate and longer progression-free survival time; in the second study, the docetaxel–trastuzumab and docetaxel–trastuzumab–carboplatin combinations were equally effective. Ongoing correlative studies of taxanes, as well as newer formulations such as nanoparticle albumin-bound paclitaxel, in combination with trastuzumab will inform clinical practice regarding the optimal agent, schedule, and use of these highly effective regimens.
Breast cancer represents a heterogeneous array of different disease subtypes that have unique molecular phenotypes and distinct clinical features [1]. Despite advances in the treatment of early-stage breast cancer, approximately one third of patients will eventually develop metastatic breast cancer (MBC) [2]. The prognosis of patients with MBC is poor, with a median survival time of 26 months [3]. Recently, advances in understanding the biology of breast cancer have led to the classification of breast tumors based upon their molecular features and the advent of targeted therapies for the treatment of both early and metastatic cancer. Targeted agents and their promise of better patient outcomes with respect to safety, survival, and quality of life may change the clinical course for many MBC patients. The human epidermal growth factor receptor (HER)-2/neu gene is a member of a gene family that encodes for transmembrane receptor tyrosine kinases, including the epidermal growth factor receptor. Approximately 20%–30% of human breast tumors overexpress the HER-2/neu gene, and patients with HER-2–overexpressing tumors experience early progression and a poor prognosis in the metastatic setting [4, 5]. Trastuzumab (Herceptin®; Genentech Inc, South San Francisco, CA), a humanized monoclonal antibody directed against the extracellular domain of HER-2, has been developed for the treatment of HER-2–overexpressing breast cancers. In the pivotal phase III randomized trial in patients with MBC, the combination of trastuzumab with either doxorubicin (Adriamycin®; Pfizer Inc, New York, NY) plus cyclophosphamide (Cytoxan®; Bristol Myers Squibb, Princeton, NJ) (AC) or single-agent paclitaxel resulted in longer times to progression (TTP), higher response rates, and higher survival rates than with chemotherapy alone [6]. However, the combination of trastuzumab and AC also resulted in an unexpectedly high risk for cardiotoxicity: the frequency of congestive heart failure was greatest among patients receiving simultaneous anthracycline and trastuzumab therapy. Recognition of this effect, compounded by the widespread use of anthracycline adjuvant therapy, prompted the development of nonanthracycline-containing targeted regimens for the treatment of women with HER-2–positive MBC. The taxanes docetaxel (Taxotere®; Sanofi-Aventis U.S. LLC, Bridgewater, NJ) and paclitaxel (Taxol®; Bristol-Myers Squibb, Princeton, NJ) are highly active agents in MBC and may represent a safer alternative to anthracycline-based regimens when combined with trastuzumab. The rationale for combining taxanes with trastuzumab for the treatment of patients with HER-2–positive MBC is based on in vitro preclinical synergy, favorable results as monotherapies, safety considerations, and demonstrated benefit in early clinical trials. This review summarizes this rationale and presents efficacy data from taxane–trastuzumab combination regimens and schedules in HER-2–positive MBC. Recent data from studies that investigated the triple combination of a taxane with trastuzumab and a platinum compound in MBC are also discussed in light of a potential clinical application.
Preclinical Interactions Between Trastuzumab and Taxanes A multiple drug effect/combination index model allowing for the quantization of synergism or antagonism between chemotherapy agents has been useful in the preclinical identification of rational combinations of drugs for specific diseases [7]. Applying this model to HER-2–overexpressing breast cancer cell lines, Pegram and colleagues reported synergistic cytotoxic interactions over a wide range of clinically achievable concentrations of trastuzumab and docetaxel, including with the addition of carboplatin [8, 9]. The synergy between trastuzumab and docetaxel was higher in cell lines with higher HER-2 expression levels [10]. In contrast, additive interactions between trastuzumab and paclitaxel were found in each HER-2–overexpressing cell line. The differences between docetaxel and paclitaxel in preclinical interactions with trastuzumab may be based on inherent mechanistic differences between the taxanes.
Trastuzumab and Taxanes as Monotherapies in MBC Paclitaxel is a highly active agent in MBC and has been evaluated in multiple trials. As first-line treatment for MBC, paclitaxel has achieved objective response rates in the range of 29%–63% [15–17]; in second-line treatment, response rates are in the range of 21%–56% [17–20]. The overall survival (OS) time with first-line paclitaxel monotherapy is in the range of 10.1–11.7 months [15, 16]. The second taxane proven to have considerable efficacy in the treatment of breast cancer is docetaxel. Three phase III trials that examined its use in anthracycline-resistant and anthracycline-refractory MBC patients each found a significantly higher overall response rate for single-agent docetaxel (30%–43%) in comparison with other combination therapies [21–23]. In one trial, a significant survival benefit was observed in women given docetaxel (11.4 months) compared with those given the previously established second-line therapy of mitomycin plus vinblastine (8.7 months; p = .001) [21]. The dose-limiting toxicity for both docetaxel and paclitaxel is neutropenia [24, 25]. Recently, results from the only phase III trial directly comparing paclitaxel with docetaxel as monotherapy in patients with MBC were reported [26]. All 449 patients had progressed on prior anthracycline-based chemotherapy and were randomly assigned to receive either docetaxel (100 mg/m2) or paclitaxel (175 mg/m2) every 3 weeks until disease progression. Patients treated with docetaxel had a significantly longer median TTP (5.7 months versus 3.6 months; hazard ratio [HR], 1.64; 95% confidence interval [CI], 1.33–2.02; p < .001) and OS time (15.4 versus 12.7 months; HR, 1.41; 95% CI, 1.15–1.73; p = .03) than those treated with paclitaxel. There was no significant difference in the objective response rates in the two treatment arms, and although docetaxel demonstrated a survival benefit, it was also associated with more serious grade 3–4 toxicities than paclitaxel. Clinical application of these results remains challenging given the subsequent adoption of weekly dosing schedules for many chemotherapeutic agents in the metastatic setting, including the taxanes and trastuzumab. Nanoparticle albumin-bound paclitaxel (nab-paclitaxel, Abraxane®, Abraxis Bioscience, Los Angeles, CA and AstraZeneca Pharmaceuticals, Wilmington, DE), developed to ameliorate hypersensitivity reactions, has been compared with paclitaxel and docetaxel in patients with MBC. In the key phase III trial in 460 patients, there was a benefit with nab-paclitaxel every 3 weeks over paclitaxel every 3 weeks in terms of the response rate (33% versus 19%; p = .001) and TTP (23 versus 16.9 weeks; p = .006), but the median OS times were similar [27]. Gradishar et al. [28] recently reported interim results of a randomized phase II trial of 302 patients comparing docetaxel against three different schedules of nab-paclitaxel. The response rates of every-3-weeks nab-paclitaxel and docetaxel were comparable. Weekly nab-paclitaxel had a significantly greater response rate than the every-3-weeks regimens. Survival data for this study are not yet mature [28].
The favorable preclinical synergy, activity as monotherapy, and nonoverlapping toxicities serve as the basis for examining combinations of a taxane and trastuzumab in patients with HER-2–overexpressing MBC. The efficacy, treatment duration, and appropriate dosing schedule for these combinations are still under investigation in this setting.
Phase II
The phase II MO16419 (Capecitabine, Herceptin and Taxotere [CHAT]) study randomized patients (n = 222) with HER-2–positive MBC to receive first-line trastuzumab plus docetaxel (75–100 mg/m2) every 3 weeks either with or without capecitabine (Xeloda®; Roche Laboratories Inc., Basel, Switzerland) (950 mg/m2). The recently presented first efficacy results show an overall response rate of 73% in the trastuzumab–docetaxel arm, with a median TTP of 13.8 months and OS time of 38.7 months [38]. There was no significant difference in the response rate or survival time with the addition of capecitabine, but longer follow-up results are anticipated from this study. Weekly nab-paclitaxel plus trastuzumab (4 mg/kg loading, followed by 2 mg/kg weekly maintenance) in HER-2–overexpressing women is currently being studied in the ION-04–012 phase II trial for first-line locally advanced breast cancer and MBC. Though the trial is still accruing, there have been no concerning safety signals at a median weekly dose of nab-paclitaxel of 125 mg/m2. The rate of grade 3 sensory neuropathy is approximately 7%. Efficacy data are pending [39].
Phase III
Duration of Trastuzumab Therapy The optimal timing and duration of trastuzumab treatment for HER-2–positive tumors have not been not fully established. Recent data from the French Hermine observational study of 221 women who had been treated with trastuzumab as first-line therapy for MBC between January and December 2002 found that patients who continued treatment with trastuzumab beyond disease progression experienced more favorable clinical outcomes than patients who stopped trastuzumab at progression [40]. After a follow-up of 27.8 months, the median survival time had not yet been reached for patients who had received multiple lines of trastuzumab. Patients who had discontinued trastuzumab had a survival duration of 16.8 months (p < .001). These survival data should be interpreted with caution given the lack of a randomized, prospectively identified comparator group [40].
Optimal Dosing for Taxanes in Combination with Trastuzumab Trials that have specifically examined weekly regimens of lower dose docetaxel (33–40 mg/m2) in combination with trastuzumab for HER-2–overexpressing MBC have reported objective response rates in the range of 50%–70% [29, 31, 41–43]. Rates varied by the degree of HER-2 expression [29, 31] and this regimen yielded efficacy comparable with that seen with the every-3-weeks dosing regimen (Table 3).
Reports from phase II trials that examined the combination of weekly versus every-3-weeks paclitaxel (60–100 mg/m2) and trastuzumab show response rates of 56%–84% [32, 33, 35, 44, 45] (Table 4). The randomized phase III Cancer and Leukemia Group B (CALGB) 9840 study also compared weekly paclitaxel (80–100 mg/m2) with paclitaxel (175 mg/m2) every 3 weeks as first-line therapy in 577 women with MBC. Publication of the positive results of Slamon et al. [6] on trastuzumab in MBC occurred after early accrual to the CALGB 9840 trial. Thereafter, the HER-2 status was assessed in all patients in the CALGB 9840 trial. Patients received trastuzumab if their tumor was HER-2 positive; HER-2–negative patients were randomly assigned to either receive trastuzumab or not [46]. As expected, there was no apparent clinical benefit to giving trastuzumab to patients who were HER-2 negative. Despite a significantly favorable clinical benefit in the HER-2–positive women, and with a mildly better rate of febrile neutropenia, weekly paclitaxel produced markedly higher rates of neuropathy (23% versus 12%; p = .001) and neuromotor complications (8% versus 4%; p = .04).
That study illustrates the clinical challenge of carefully balancing toxicity and efficacy in order to optimize the therapeutic window for these agents. While weekly taxane dosing appears to offer a superior overall response rate and is becoming more popular clinically, the trade-off of frequently irreversible neuropathy and a resultant lower quality of life makes the weekly scheduling schema difficult to champion. As a result, until more data emerge, schedule decisions will likely remain based on physician comfort, local practice patterns, and patient tolerance/convenience.
Phase II Phase II trials that examined the combination of docetaxel and carboplatin as first-line treatment in patients with MBC found that administration every 3 weeks resulted in overall response rates of approximately 60% and a median TTP of 10 months [47, 48]. More recently, trials that examined carboplatin with paclitaxel every 3 weeks as first-line treatment in MBC found the combination to be active and reasonably well tolerated, with response rates in the range of 43%–62% and a median TTP of 5–9 months [49–52]. A retrospective review by Perez of phase II/III carboplatin trials in patients with MBC showed that carboplatin–docetaxel and carboplatin–paclitaxel combinations had response rates of 53%–62%, greater efficacy than when carboplatin or the taxanes were used alone in this patient population [53]. Noncomparative phase II trials that have examined the triple combination of a taxane with trastuzumab and a platinum compound as first-line treatment in patients with HER-2–positive MBC have also shown promising results. In the parallel phase II North Central Cancer Treatment Group (NCCTG) 983252 study, women with MBC were randomized to receive the triple combination of either trastuzumab (8 mg/kg loading dose, followed by 6 mg/kg maintenance), paclitaxel (200 mg/m2), and carboplatin (area under the concentration–time curve [AUC], 6 mg/ml per minute) every 3 weeks or weekly trastuzumab (4 mg/kg loading dose, followed by 2 mg/kg maintenance), paclitaxel (80 mg/m2), and carboplatin (AUC, 2 mg/ml per minute) [54]. Although the parallel design of the NCCTG 983252 trial does not permit direct comparisons between the two arms, a greater clinical benefit for the weekly schedule was suggested by a higher overall response rate (81% versus 65%, respectively), longer median progression-free survival time (14.7 versus 9.9 months), and longer OS time (3.2 versus 2.3 years). Grade 4 neutropenia (70% versus 10%) and grade 3-4 febrile neutropenia (16% versus 2%) occurred more frequently with the every-3-weeks schedule, but grade 3 neurosensory toxicity was less frequent (2% versus 19%). These data are in concordance with a pilot trial designed to assess the feasibility and toxicity of an induction course of trastuzumab followed by weekly paclitaxel plus carboplatin, which reported an overall response rate of 84% with the weekly triple combination, a median TTP of 14.2 months, and a median OS time of 32.2 months [55]. Several phase II clinical trials supported by the Breast Cancer International Research Group (BCIRG 101 and BCIRG 102) and conducted by Pegram et al. [56] and Slamon et al. [57] have demonstrated a high degree of efficacy with the triple combination of docetaxel, trastuzumab, and carboplatin or cisplatin in women with HER-2–overexpressing MBC (Table 2). Dosing schedules from these trials included trastuzumab at 4 mg/kg loading dose, followed by 2 mg/kg maintenance, with every-3-weeks schedules of docetaxel (75 mg/m2) and a platinum salt, either cisplatin (BCIRG 101) or carboplatin (BCIRG 102) at an AUC of 6 mg/ml per minute; each trial enrolled 62 patients. Objective responses were reported in 58% of patients (95% CI, 44%–70%) in the carboplatin trial and 79% of patients (95% CI, 66%–89%) in the cisplatin trial. The median TTP were 12.7 months and 9.9 months, respectively [56]. With a median follow-up of 37.7 months for the cisplatin trial, the median OS time for all patients was 28.1 months. After a median follow-up of 34.3 months for the carboplatin trial, the median OS time for all patients had not yet been reached (55% of patients remained alive at 34.3 months) [57]. In terms of tolerability, 65% of patients in the carboplatin trial and 16% of patients in the cisplatin trial developed grade 4 neutropenia. The rates of febrile neutropenia were 16% and 13%.
Phase III
Preliminary results from a second phase III trial, BCIRG 007, currently examining the combination of docetaxel, trastuzumab, and carboplatin in patients with HER-2–overexpressed MBC, were recently presented. Women (n = 263) with HER-2–positive MBC were randomized to receive either docetaxel (100 mg/m2) with trastuzumab, TH, or docetaxel (75 mg/m2), carboplatin (AUC, 6 mg/ml per minute), and trastuzumab, TCH (Fig. 1, Table 1) [59]. Approximately 72.5% of patients in both groups responded to treatment. With a median follow-up time of 39 months, there was no difference between groups in the median duration of response (10.7 months for TH versus 9.4 months for TCH; p = .2) or TTP (11.1 months for TH versus 10.4 months for TCH; p = .57). The median OS times were 36.4 and 36.6 months in the TH and TCH arms, respectively. The addition of carboplatin was associated with a lower incidence of certain grade 3–4 toxicities, such as neutropenic infections (9.2% versus 16.8%; p = .007), and a greater incidence of thrombocytopenia (15.3% versus 2.3%; p < .001). Cardiotoxicity was negligible in both groups and there was no difference in cardiac events between the two regimens. Accordingly, the BCIRG 007 investigators concluded that both TH and TCH were equally effective therapies in women with HER-2–positive MBC [59]. Based on the results from these two randomized, phase III trials, it remains unclear whether the addition of a platinum agent to taxane–trastuzumab therapy for MBC is warranted. While the BCIRG 007 trial objective response rates with docetaxel plus trastuzumab (72%), with or without carboplatin, appear greater than those reported with paclitaxel plus trastuzumab (52% with carboplatin, 36% without), the BCIRG investigators failed to show significance among the groups despite a larger cohort. One possible suggestion for the similar clinical benefit observed among treatment groups in the BCIRG 007 trial may be that approximately 10% of patients were pretreated with taxane therapy prior to enrollment. The U.S. Oncology trial design specifically excluded patients who received prior taxane therapy; thus, it is possible that taxane-naive patients showed a synergistic response to the combination therapy that was not seen in the partially taxane-pretreated groups of the BCIRG 007 study. Additionally, more patients in the U.S. Oncology trial (40% in the TCH arm and 51% in the TH arm, compared with 36.4% in the TCH arm and 26.7% in the TH arm of the BCIRG 007 study) had been pretreated with hormonal therapies, indicating a patient population with a higher prevalence of favorable estrogen receptor and progesterone receptor expression that had also received less overall cytotoxic therapy and was perhaps primed to demonstrate a response when challenged with triplet conventional chemotherapy. As a result of these data, and in light of emerging clinical practice favoring weekly taxane–trastuzumab therapy, it follows that, if the side-effect profile of adding a platinum agent is elected for an individual patient, the drug would be optimally given as part of a similar weekly regimen. Attention should be given to using G-CSF in the appropriate patients, especially when dosing carboplatin.
Cardiac toxicity continues to limit the use of trastuzumab in MBC patients, specifically in patients with prior anthracycline exposure or other risk factors for cardiomyopathy. As alternatives to anthracyclines, both docetaxel and paclitaxel are now considered among the most active agents in MBC. Their combinations with trastuzumab are well-tolerated and effective therapy options for women with HER-2–positive MBC, particularly in a weekly dosing schedule. Preclinical assessment of the taxanes in combination with trastuzumab demonstrates the synergy of trastuzumab with either docetaxel or carboplatin and additivity with paclitaxel. Similarly, phase II and III trials indicate that response rates with docetaxel–trastuzumab combinations are likely higher than those with paclitaxel, although no clear crosstrial differences between other efficacy endpoints have emerged. Given the preclinical synergy between carboplatin and trastuzumab, the addition of carboplatin to taxane-and trastuzumab-containing regimens should offer additional antitumor activity. Two large studies support that carboplatin added to taxane- and trastuzumab-based regimens may improve some clinical parameters, but neither study demonstrated a survival benefit for the addition of carboplatin. In the BCIRG 007 trial, no added benefit was found with trastuzumab, docetaxel, and carboplatin over trastuzumab plus docetaxel alone. These results with the triplet combinations are disappointing in relation to survival advantages seen with other doublet chemotherapy regimens in non-HER-2–positive MBC [60, 61]. Accordingly, trials that further examine taxane–trastuzumab therapy with or without a platinum in combination with novel agents, including the dual tyrosine kinase inhibitor lapatinib, the mammalian target of rapamycin inhibitor everolimus, and the anti–vascular endothelial growth factor agent bevacizumab, are currently accruing HER-2–positive women. Overall, because there have been no head-to-head comparisons of docetaxel and paclitaxel used in combination with trastuzumab for the treatment of HER-2–positive MBC, and no large trials have fully examined the combination of trastuzumab with newer taxane formulations, such as nab-paclitaxel, we await the results of ongoing, well-designed correlative studies to instruct clinicians further regarding the optimal schedule, taxane, and use of these highly effective regimens.
Conception/design: Karen Bullock, Kimberly Blackwell Financial support: Karen Bullock, Kimberly Blackwell Administrative support: Karen Bullock, Kimberly Blackwell Provision of study materials or patients: Karen Bullock, Kimberly Blackwell Collection/assembly of data: Karen Bullock, Kimberly Blackwell Data analysis and interpretation: Karen Bullock, Kimberly Blackwell Manuscript writing: Karen Bullock, Kimberly Blackwell Final approval of manuscript: Karen Bullock, Kimberly Blackwell
The authors acknowledge the assistance of medical writer Fiona Herr, Ph.D., of Aranmore Medical Communications.
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