The Oncologist, Vol. 14, No. suppl_1, 34-42, September 2009; doi:10.1634/theoncologist.2009-S1-34 © 2009 AlphaMed Press
Examining the Involvement of Erythropoiesis-Stimulating Agents in Tumor Proliferation (Erythropoietin Receptors, Receptor Binding, Signal Transduction), Angiogenesis, and Venous Thromboembolic EventsaInstitut für Physiologie, Universität Duisburg-Essen, Essen, Germany; bHematology-Oncology Service, Luxembourg Medical Centre, Luxembourg Key Words. Erythropoietin receptor • Erythropoiesis-stimulating agents • Epoetin • Angiogenesis • Hypoxia • Thromboembolism • Venous thromboembolic events Correspondence: Joachim Fandrey, M.D., Institut für Physiologie, Universität Duisburg-Essen, Hufelandstr 55, D-45147 Essen, Germany. Telephone: 49-201-723-4600; Fax: 49-201-723-4648; e-mail: joachim.fandrey{at}uni-due.de Received February 25, 2009; accepted for publication June 30, 2009.
Disclosures: Joachim Fandrey: Honoraria: Janssen-Cilag, Ortho Biotech; Mario Dicato: Honoraria: Amgen, Janssen-Cilag.
Safety concerns have arisen about the possibility of erythropoiesis-stimulating agents (ESAs) promoting tumor growth and increasing the incidence of venous thromboembolic events (VTEs). Because of the reported presence of erythropoietin receptors (EPORs) on tumor cells, it was questioned if ESAs had the potential for promoting tumor growth through stimulation of EPORs and tumor vessels and/or enhanced tumor oxygenation. Studies have shown that EPOR mRNA can be isolated from tumor cells, but the presence of EPOR protein has not yet been proven because of a lack of specific antibodies against EPORs. It is questionable whether EPORs on tumor cells are functional and there is no evidence that ESAs (within the approved indication in patients receiving chemotherapy) can stimulate EPORs on tumor cells in vivo. VTEs are frequent in cancer patients, resulting from the effects of malignant disease, cancer treatments, and comorbidities. VTEs are a leading cause of death in cancer patients. There are concerns about ESAs and a possible higher risk for VTEs and shorter survival in cancer patients. The higher risk for VTEs associated with ESAs appears to be a class effect, but the risk may be particularly pronounced when ESAs are used off label, as seen in clinical trials that targeted hemoglobin levels higher than those recommended by current ESA labeling and trials that enrolled patients who were not anemic at baseline. ESA treatment should be used within labeling confines.
Following the Henke et al. [1] study, questions were raised about the possible influence of erythropoiesis-stimulating agents (ESAs) on tumors. In that study, although epoetin beta raised hemoglobin (Hb) levels to the target value, there were significant shorter progression-free and overall survival times in the group of patients with head and neck cancer who were receiving radiation therapy plus epoetin beta [1]. The reported presence of erythropoietin receptors (EPORs) on tumor cells in that study stimulated further evaluation of the effect of epoetin beta on progression-free survival in relationship to EPOR expression [2]. Safety concerns also arose over the potential of ESAs to promote tumor growth through stimulation of EPORs on tumor vessels and/or enhanced tumor oxygenation. Open questions relating to the meaning of EPORs in tumors remain, and these questions include:
Another principal safety concern with ESAs is the associated greater risk for venous thromboembolic events (VTEs). VTEs are frequent in cancer patients as a result of the effects of malignant disease, cancer treatments, and comorbidities. This manuscript examines the involvement of ESAs relating to tumor growth and VTEs.
Are There EPORs on Human Tumors? The available preclinical evidence for the existence of EPORs on human tumors is controversial. Indirect evidence with immunohistochemistry (IHC) staining studies, with an antibody reputed to recognize EPOR, showed that prior absorption of EPOR proteins by antiserum eliminates tumor EPOR immunoreactivity [3, 4]. However, it was subsequently discovered that the antibodies were nonspecific and thus not suitable. Indirect clinical trial evidence demonstrating a shorter locoregional progression-free survival or overall survival time among EPOR+ patients treated with ESAs was also not convincing, because the respective antibodies were used to detect EPOR protein [1, 2, 4]. Direct evidence of EPORs on human tumors includes the demonstration of EPORs on tumor cell lines and tumor samples with polyclonal rabbit antisera [5]. However, using available antibodies, immunoreactivity was not found on the surface of the cells but was localized to the cytoplasm [3]. If those proteins detected within the cells were indeed EPORs, it is unlikely that they would confer signaling upon EPO treatment. In addition, for erythropoietic progenitors, which undoubtedly can express EPORs, it was shown that cytoplasmic EPOR immunoreactivity can be caused by immature forms of the receptor that do not contribute to EPOR signaling [6]. The question of whether or not tumor cells can bind EPO was addressed in two independent studies in which EPO-binding assays were performed using radiolabeled recombinant human EPO (rHuEPO) [7, 8]. A particular focus was laid on mammary tumor cells by including >68 primary breast tumor samples in one study [7] and the breast carcinoma cell lines MCF-7 and MDA-MB-231, which were reported to be EPO responsive in previous studies and to express EPOR mRNA [9–11]. Both studies revealed no significant binding of radiolabeled EPO to tumor cells, which is consistent with a lack of EPOR immunoreactivity at the cell surface [7, 8]. These data indicate that the detection of EPOR mRNA in solid tumor cells does not predict surface expression of the protein nor the potential to bind EPO. For many studies, commercially available polyclonal anti-EPOR antibodies were used that Elliott et al. [12] showed were not specific and detect multiple proteins, and are therefore not suitable for use in the detection of EPORs on tumor cells. All Western blot analyses in that study included a positive control, the UT-7/Epo dependent cell line. UT-7/Epo cells are hemopoietic in origin and originally derived from a megakaryoblastic leukemia. Their growth depends on EPO and EPOR signaling, which makes them an appropriate control. The anti-EPOR antibodies tested by Elliott et al. [12] included C20 (sc-695; anti-human EPOR; Santa Cruz Biotechnology, Santa Cruz, CA), which has been extensively used to detect EPORs in tumor cells using the IHC methods [12]. In that study, the investigators found that, when using C20, similar intensities of staining were observed in UT-7/Epo, MCF-7, and 769-P cells, which, respectively, contained high, moderate, and undetectable levels of EPOR [12]. Further examinations revealed that the antibody did not detect the EPOR protein but an isoform of heat-shock protein (HSP)70 [12]. C20 possibly recognized HSP70–2 because of regions of similarity between the HSP70 protein and the immunizing peptide that was used to generate the antibodies. Thus, what was reputed to have been EPORs was a crossreaction with the HSP70–2 and HSP70–5 isoforms. Henke et al. [1] conducted an additional analysis of their patients from the study published in 2003 using this just described C20 antiserum for EPOR staining in head and neck cancer patients receiving radiotherapy with or without EPO [2]. The two EPO-treated groups were classified as EPOR+ or EPOR–. In the EPOR+ group, the locoregional progression-free survival rate was substantially lower in patients receiving epoetin beta than in those receiving placebo [2]. In the EPOR– group, epoetin beta did not impair outcome [2]. However, these results might not be valid because the reagent is nonspecific, and what was probably detected was HSP70. HSP70 is known to be overexpressed in highly malignant tumors, and expression correlates with shorter survival and resistance to apoptosis [13, 14]. HSP70 expression is increased in hypoxic conditions and in fast-growing tumors. Thus, their IHC may have simply detected tumors that were more aggressive because of faster growth and more hypoxic regions.
Can ESAs Stimulate EPORs on Tumor Cells In Vivo?
A few in vitro studies, using different tumor cell lines, have shown some effect on proliferation and/or apoptosis resistance. However, pharmacologic concentrations (e.g., 200,000 mU/ml) of ESAs that exceed the concentrations measured in untreated healthy humans ( Two additional studies deserve particular mention. Jeong et al. [16] treated human ovarian cancer cell lines (A2780, CaOV, SKOV, and OVCAR-3) with EPO (50,000 mU/ml) and found increased phosphorylation of a key signaling molecule, extracellular signal–related kinase (ERK)-1/2, of the EPOR. However, in none of the four cell lines did EPO directly stimulate the growth or survival of the cells in culture over a concentration range of 0–100,000 mU/ml [16]. In the other study, by Dunlop et al. [17], EPO, at pharmacological concentrations, activated signaling kinases downstream of the EPOR in non-small cell lung carcinoma (NSCLC) cell lines. Increased phosphorylation of the kinases signal transducer and activator of transcription (STAT)5, Akt, and ERK, however, was not associated with a growth advantage for the NSCLC cells over a range of EPO concentrations of 0–1,000 mU/ml [17].
Are EPORs on Tumor Cells Functional? Treatment with recombinant EPO is not associated with lower efficacy of antitumor therapy. In two preclinical studies, both in vitro and in vivo in mammary carcinomas, EPOR expression and the effect of treatment with recombinant EPO on tumor growth were examined [8, 18]. In these breast cancer cell lines, EPOR expression was detected. No specific binding of EPO to the receptor was observed, suggesting that the EPOR was not functional. The treatment of these cells with EPO, at concentrations that can reasonably be achieved in vivo, did not result in tumor growth. EPO did not elicit a physiological tumor response, such as proliferation, migration, or signal transduction. Moreover, when the estrogen-positive breast cancer cells lines MCF-7 and MDA-MB231 were treated with cytostatics (i.e., paclitaxel and tamoxifen), EPO treatment did not interfere with the treatment response or antiproliferative effects of the cytotoxics. In mice, the addition of EPO to paclitaxel did not affect treatment outcome [8, 18].
Can ESAs Affect Cancer Biology Through Stimulation of Tumor Angiogenesis? There might be direct effects and/or indirect systemic effects in tumors (Fig. 1) that could lead to the modification of tumor cell growth and survival and chemoradiation response [19]. Through indirect effects on the tumor microenvironment, elevated Hb levels and changes in perfusion may have an effect on tumor outcome, although this was not recognized in many of the preclinical studies [19].
Recently, there has been concern regarding the effect of EPO on tumor angiogenesis. In one study, the effect of EPO on tumor angiogenesis was evaluated in a highly artificial environment [20]. Engineered cells with constitutively active EPOR (EPOR-R129C) overexpression were used [20]. In these EPOR-overexpressing mammary carcinoma cells, the investigators found that EPO was capable of promoting tumor growth [20]. However, it is questionable if this would have any effect on a "regular" tumor cell that has few, if any, EPORs. Two other aspects of that study are of interest. Mammary carcinoma cells were engineered to express an EPO antagonist (R103A-EPO), which was secreted from the carcinoma cells when the tumor was implanted. Expression of R103A-EPO was associated with the virtual disappearance of tumor-associated blood vessels [20]. One may doubt whether these findings can be extended to a normal pharmacological setting because the EPO antagonist had no systemic effects. Thus, this observation would only recapitulate the situation within a tumor that expresses EPO protein. Obviously, none of the EPO antagonistic molecules reached the bloodstream because subsequent systemic effects would have caused anemia as a result of neutralizing physiological EPO-driven erythropoiesis. Moreover, in the same study, Hardee et al. [20] achieved high EPO concentrations within the tumor by intratumoral injection of 280,000 mU EPO in a volume of 7 µl. Again, no systemic effect on hematocrit levels was observed. Because erythroid progenitor cells express EPORs on their surface and are highly sensitive, a hematopoietic response should have been initiated if only moderate amounts of the 280,000 mU of EPO had reached the systemic circulation. Vice versa, it is questionable how a much lower systemic concentration of EPO during anemia therapy could ever reach a concentration in the tumor tissue high enough to affect angiogenesis or the tumor itself. Finally, EPO binding to the EPOR surface homodimer causes a conformational change and results in the activation of the phosphorylation of its intracellular domain (Fig. 1) [19, 21]. This activation triggers a cascade of intracellular downstream events, including the Janus kinase 2–STAT5 pathway, which triggers proliferation, apoptosis resistance, and differentiation in erythroid progenitor cells [19, 21]. There are two important considerations to bear in mind regarding the effect of EPO on the signaling pathway in tumor cells. Although increased phosphorylation and thus activation of signaling kinases has been found in tumor cells, treatment with EPO did not cause an increased growth rate in the tumor cells [16, 17]. Moreover, the EPO concentration that will be used in the clinical setting for the treatment of anemia will be much lower than the concentrations that have been used in preclinical trials. With regard to the three open questions mentioned earlier on the effects of ESAs on tumor proliferation, the following answers to these are based on our current understanding of the EPOR.
Obviously, the inability to detect EPOR protein on the cell surface caused by unreliable reagents is a lack of evidence, but not evidence of absence. The difficulty in generating appropriate antibodies may, in fact, be a problem of the antigen, because the EPOR as a preformed dimer in the cell membrane could be a difficult epitope to generate specific antibodies [19]. The absence of specific binding of radiolabeled EPO mentioned above [7, 8] excludes the possibility that EPOR mRNA-expressing tumor cells, in general, carry EPOR protein on their surfaces, but leaves open the possibility that single tumor cells may have EPOR proteins that bind EPO. Still, as discussed above, the concentrations needed to elicit any effect on a tumor cell in vitro were much higher than anyone would expect to achieve in a malperfused tumor. If biologically active EPO is produced by tumor cells themselves, it might, like many other growth factors produced by tumors, affect other cells in a paracrine way. But this setting is not the concern of physicians treating anemia associated with cancer or using cancer treatment with systemic EPO within the approved indication.
There has been growing concern about ESAs and a possible greater risk for VTEs and shorter survival [1, 2, 22, 23]. Cancer patients have a significantly higher risk for VTEs, with an incidence of thrombosis in the range of 4%–20% [23, 24]. VTEs are a leading cause of death in cancer patients. The risk for a VTE is 4.1 times higher in cancer patients than in patients without cancer and 6.5 times higher in patients receiving chemotherapy [25]. Whereas the clinical rates of VTEs are reported to be in the range of 4%–20% in cancer patients, the incidence of VTEs was found to be 50% in cancer patients at autopsy [23, 24, 26, 27]. VTEs are thus often not diagnosed while the patient is alive, and constitute a serious complication in cancer patients. A fatal pulmonary embolus and VTE recurrence are about three times more likely to occur in a cancer patient than in a patient without cancer [27]. A patient with a VTE has up to a 25% chance of having a pulmonary embolism, and a patient with a pulmonary embolism has a death rate up to 20% [23–27].
Risk Factors for VTEs
The relative risk for a VTE in cancer patients is in the range of 1.02–4.34, depending on the type of cancer [29]. The highest incidences of VTEs were in patients with carcinoma of the pancreas or brain, myeloproliferative disease, or stomach cancer, and the lowest incidences were in patients with carcinoma of the bladder and carcinoma of the lip, oral cavity, or pharynx [29].
VTE Pathophysiology
Factors that upregulate TF expression have a similar effect on vascular endothelial growth factor (VEGF). VEGF overexpression is associated with increased angiogenesis and metastasis in solid tumors [32]. Furthermore, VEGF can induce TF expression and CP activity in various tumors [32]. Thus, TF also occurs at sites of angiogenesis. A recent study in colorectal cancers clearly demonstrated the association between TF and VEGF, wherein the majority of tumors (>80%) with high TF expression also had a high expression level of VEGF, whereas only 40% of the tumors with low TF expression had a high VEGF expression (p = .0015) [31]. Moreover, TF expression is inversely related to thrombospondin (angiogenic inhibitor). The TF–angiogenesis association is further supported by the fact that deleting the TF gene prevents embryonic blood vessel formation [33]. The thrombophilic mutations factor V G1691A (Leiden), prothrombin C677T (PT), and methylene tetrahydrofolate reductase (MTHFR) are the three most frequent mutations found in the white population, and these patients have a greater risk for developing VTEs [34]. However, in cancer patients with VTEs, testing for these thrombophilic mutations (Factor V Leiden, PT, MTHFR) is useful only if there is a previous personal or family history of VTE [34]. Chemotherapy treatment is associated with an increased risk for thrombosis [33]. Doxorubicin and epirubicin downregulate endothelial protein C receptor and impair the activated protein C (APC) pathway [35]. This creates a state similar to factor V Leiden. Therefore, the conversion of protein C to APC is hampered [35]. After treatment with these anthracyclines, 25% of patients had a low APC level [35]. This might be a contributing factor in chemotherapy-induced thrombophilia [35]. In 62 patients with multiple myeloma, 23% had APC resistance at baseline and 50% of these patients developed a VTE [36]. The incidence of VTEs was higher in the thalidomide group of patients [36]. In 1,178 patients with solid tumors, 109 had resistance to APC; of these, 36 patients had the factor V Leiden mutation and were excluded from the analysis [37]. On data available for 30 of 31 patients who were treated, the acquired APC resistance normalized after therapy [37].
VTEs with ESAs in Oncology Studies
In a meta-analysis, the adverse events HR with epoetin alfa in chemotherapy studies, or in chemotherapy studies with treatment targeted to an Hb level of 12g/dl, was slightly higher for the epoetin alfa group (Fig. 3) [39].
In studies with a control group receiving a standard dose of ESA and test groups receiving either front-loaded doses (higher doses given initially followed by the standard dose) or less-frequent dosing (doses given less frequently but at a higher dose per injection), the odds of death were not higher in the test group than in the control group [40, 41]. Patients receiving a front-loaded dose had a relative risk of 1.055 and those receiving the less-frequent dosing had a relative risk of 0.965 [40]. Over all the studies, the relative risk was 1.003 [40]. Thus, the dose of ESA does not seem to have a significant effect on the incidence of VTEs. In clinical trials, the Hb level at which treatment with ESAs is stopped may relate to the relative risk for a thrombotic event [24, 42]. When the target Hb is 13g/dl, the relative risk for a VTE is 0.70 [24, 42]. When the target Hb level is 13–14 g/dl, the relative risk rises steeply to 1.71 [24, 42]. When the Hb level is allowed to rise up to 15 g/dl, the relative risk for a thrombotic event is 1.92 [24, 42]. Thus, if the target Hb level is >13 g/dl, there is a higher risk for a thrombotic event occurring. The 2006 Cochrane meta-analysis of clinical trial data involved 35 trials and 6,769 cancer patients receiving either epoetin or darbepoetin [43, 44]. Treatment with epoetin or darbepoetin was statistically significant in reducing the risk for RBC transfusions and improved the hematologic response [43, 44]. In this meta-analysis, the overall relative risk for TEEs in patients receiving treatment with epoetin or darbepoetin was 1.67 (95% CI, 1.35–2.06), representing a higher risk than with placebo [43, 44]. When the analysis is confined to studies involving epoetin alfa within and outside labeling, this increased risk is somewhat smaller (relative risk, 1.42; 95% CI, 1.13–1.93). The trials included patient groups that fell within the current labeling indications for epoetin or darbepoetin and also off-labeling (e.g., nonanemic patients and/or targeted Hb levels higher than product label recommendations) [43, 44]. It seems as though a higher incidence of TEEs occurs in off-label patients, particularly in trials that targeted Hb levels higher than those recommended by current ESA labeling. The authors of this meta-analysis mention two studies in particular that were off-label. In one phase III study, the majority of enrolled metastatic breast cancer patients undergoing chemotherapy were not anemic at baseline, and epoetin alfa was used with the aim of maintaining Hb levels of 12–14 g/dl [22]. In that study, the proportion of patients who experienced fatal TEEs was 1.3% in the epoetin alfa arm, versus 0.6% in the placebo arm [22]. In the second study, 300 U/kg epoetin beta was used in an attempt to sensitize head and neck tumors to radiation therapy, and the targeted Hb levels were 12–14 g/dl in women and 13–15 g/dl in men [1]. In the epoetin beta arm, the cardiac death rate was 5.5%, and this figure was 3% in the patients receiving placebo [1]. Bennett and colleagues conducted a meta-analysis of VTE and mortality rates in phase III trials of ESAs versus control (placebo or standard care) for the treatment of cancer-associated anemia [28]. Information on VTEs was extracted from 38 clinical trials involving 8,172 patients. Cancer patients treated with ESAs had a greater VTE risk than control patients (7.5% versus 4.9%; relative risk, 1.57; 95% CI, 1.31–1.87) and a higher mortality risk (HR, 1.10; 95% CI, 1.01–1.20) [28]. In summary, in the ESA treatment–related trials, the HR is around 1.09; however, this includes off-label use, which can result in a higher incidence of VTEs, particularly in trials that target Hb levels higher than those recommended by current ESA labeling and trials that enroll patients who are nonanemic at baseline. VTEs are common in cancer patients, and the relative risk for VTEs is in the range of 1.02–4.34 in cancer patients, depending on the type of cancer. In studies with a higher risk for VTEs in comparison with the control group, the cancer-inherent VTE risk is the same in both groups. From meta-analyses of ESA studies, the relative risk for a VTE falls within the ranges normally observed in the cancer patient population. The incidence of VTEs appears not to be influenced by the ESA dose. It appears that the elevated risk for a VTE associated with ESAs is a class effect because TEEs were seen in studies done with the three types of ESAs (epoetin alfa, epoetin beta, and darbepoetin). No head-on comparisons among the three ESAs have been done regarding VTEs. It also has to be stressed that the vast majority of the studies did not have an active objective control (d-dimer, ultrasound, or other) for the presence or absence of VTEs, but the latter was reported as an observational adverse event. The incidence of silent VTEs in these studies is not known. Therefore, in ongoing and further studies with ESAs, an active control for VTEs should be included. In order to limit VTEs, the aim of ESA treatment should be confined to targeted Hb levels and the patient population recommended by the current ESA labeling. A higher incidence of VTEs should rarely be a problem if ESAs are used within labeling indications and where necessary with the use of anticoagulants.
Conception/design: Joachim Fandrey, Mario Dicato Provision of study materials or patients: Joachim Fandrey Data analysis and interpretation: Joachim Fandrey, Mario Dicato Manuscript writing: Joachim Fandrey, Mario Dicato Final approval of manuscript: Joachim Fandrey Other: Literature review: Joachim Fandrey, Mario Dicato The authors take full responsibility for the content of this article and thank Rob Stepney, medical writer, and Julia O'Regan, Bingham Mayne and Smith, Edinburgh, supported by an educational grant from Ortho Biotech, a division of Janssen-Cilag Europe, for their assistance in preparing a first draft of the manuscript based on an oral presentation at a meeting held on November 20, 2008 in Sitges, Spain, organized by a Scientific Committee of Matti Aapro, Mario Dicato, Pere Gascón, Francesco Locatelli, Jerry Spivak, and Jay Wish.
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