The Oncologist, Vol. 6, Suppl 5, 8-14,
October 2001
© 2001 AlphaMed Press
Targeting Hypomethylation of DNA to Achieve Cellular Differentiation in Myelodysplastic Syndromes (MDS)
Lewis R. Silverman
Division of Medical Oncology, Mount Sinai School of Medicine, New York, New York, USA
Correspondence:
Lewis R. Silverman, M.D., One Gustave L. Levy Place, Box 1129, Mount Sinai School of Medicine, New York, New York 10029, USA. Telephone: 212-241-5520; Fax: 212-348-9233; e-mail: lewis.silverman{at}mssm.edu
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ABSTRACT
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Considerable progress has been made recently in defining and understanding the diverse members of the group of hematologic disorders now known as the myelodysplastic syndrome (MDS). New systems of classification, based on the latest cytogenetic methodologies, have generated better prognostic data, and basic research has more closely associated molecular mechanisms with clinical subgroups. The mechanisms underlying most cases of myelodysplasia appear to be an array of chromosomal abnormalities leading to suppression of normal myeloid cell differentiation and dominance of abnormal, immature cells. The process is progressive and is mediated by a variety of cytokines, potential loss of tumor suppressor genes, aberrations in signal transduction pathways, and perhaps immune mechanisms. Hypermethylation of specific DNA sequences has been implicated in the pathogenesis of MDS. Until recently, treatment options have been few, high risk, and mostly ineffective. New discoveries, particularly in the area of stimulating remaining normal myeloid cells to resume growth and differentiation, hold promise for safer treatment regimens and improved outcomes. Among the promising new agents are nucleoside analogues, such as 5-azacytidine and decitabine, which reactivate tumor suppressor gene transcription through effects on DNA methylation.
Key Words. Myelodysplastic syndrome • DNA methylation • Gene regulation • 5-azacytidine Chemotherapy • Quality of life
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INTRODUCTION
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The myelodysplastic syndrome (MDS) is a hematologic disorder characterized by ineffective hematopoiesis leading to peripheral blood cytopenias and progressive bone marrow failure. Generally 35% to 40% of cases transform to acute myelogenous leukemia (AML), and most patients die from infection or bleeding. [14] Although there is no national registry for diagnosis, it is estimated that 15,000 to 20,000 new MDS cases are diagnosed each year, primarily in patients over 60 years of age, for an incidence of 15 to 50 per 100,000 per year. Whether due to better diagnosis, altered classification, an aging population, or a true increase in incidence, the frequency of MDS has risen since 1980 [3]. Statistics are also confounded by changes in classification coincident with advances in the understanding of disease mechanisms that provide new methods of differentiating among similar clinical appearances [3].
Despite these recent events, progress has been slow with regard to treatment. Five-year disease-free survival rates range from <10% to 60% for specific risk groups, as defined by one of the more recent MDS classification systems. Thus, supportive care remains the standard of treatment [5].
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CLINICAL FEATURES
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MDS initially presents clinically with the subtle and nondiagnostic signs and symptoms of anemiaweakness, fatigue, palpitations, dizziness, headaches, irritability, as well as increases in hemorrhage (petechiae, ecchymosis, frank bleeding) and infection [6]. MDS is characterized morphologically by peripheral cytopenias involving normal or increased cellularity of bone marrow, although there are exceptions in which the typical finding is hypocellular marrow or myelofibrosis [3, 4]. Such exceptions are not rare, again exemplifying the heterogeneous nature of conditions identified as MDS [7].
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PATHOPHYSIOLOGY OF MDS
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MDS originates from a multilineage hematopoietic progenitor that (in most, but apparently not all cases) is committed to the myeloid, erythroid, and platelet series [2, 5, 8]. MDS can be of primary etiology or can be a consequence of chemotherapy, radiation therapy, or exposure to environmental toxins. Part of the observed increase in its incidence appears to be related to wider use of high-dose chemotherapy regimens with stem cell infusion. This contributes to further stem cell damage beyond that which has accumulated from exposure to prior conventional-dose chemotherapy [9].
A number of chromosomal abnormalities involving critical genes that control hematopoiesis can give rise to MDS [10]. These genetic events affect myeloid cell maturation, resulting in peripheral cytopenia accompanied by the accumulation of immature myeloblasts in the marrow [7]. Another consequence of the underlying genetic aberrations is alteration in cytokine regulation and response to cytokines, leading to increased apoptosis of hematopoietic progenitor cells and aberrant hematopoiesis [11]. The pathophysiology of MDS is represented in Figure 1
.
Genetic abnormalities or altered gene expression patterns have been identified in at least 50% of primary MDS patients and 80% of secondary cases. Most of these involve partial or complete deletions of chromosomes 5 or 7. Partial deletions of chromosomes 9, 11, 12, 13, 17, and 20, as well as additions and translocations, are also found. Multiple aberrations are associated with a poorer prognosis [5].
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CLASSIFICATIONS
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The three major international diagnostic classifications are compared in Table 1
.
The French, American, and British (FAB) Classification
Until quite recently, classification of MDS was based on a system published in 1982 by a cooperative group of hematologists from France, America, and Britain [12, 13]. The FAB group used conventional morphologic differences to separate acute leukemias into three lymphoblastic (L1, L2, L3), six myeloid (M1-M6, defined by degree of differentiation and cell maturation), and five dysmyelopoietic groupings [14]. In this latter category, two groups refractory anemia (RA) and refractory anemia with ringed sideroblasts (RARS) had
5% blasts while refractory anemia with excess blasts (RAEB) and refractory anemia with excess blasts in transformation (RAEB-T) described patients with blasts 6% to 29%. Chronic myelomonocytic leukemia (CMML) was also included [14].
International Prognostic Scoring System (IPSS)
Extraordinary progress in cytogenetic analytical methodology identified additional prognostic criteria to supplement the FAB classification. In 1997 a new international group was convened to generate a classification system corresponding to current advances in technology. This group, the International MDS Risk Analysis Workshop, combined cytogenetic, clinical, and outcome data from 816 patients with primary MDS to produce the IPSS [15]. Cytogenetic subgroups, percentage of bone marrow myeloblasts, and number of cytopenias proved to be the major prognostic variables. Multivariate analysis defined four groups with clearly distinctive median rates of survival and of evolution to AML. The cytogenic subgroups that fell into the low-risk category included -Y alone, del(5q) (same as 5q) alone, and del(20q). The high-risk category included any patient whose karyotype showed abnormalities in chromosome 7 and patients with complex abnormalities (
3 anomalies). Two intermediate categories emerged during analysis of the data [16].
World Health Organization (WHO) Classification
In 2000 another classification system was published by a working group of the WHO, relying more closely on the FAB system of conventional morphologic criteria but also considering cytogenetic markers [17]. Data from 1,600 patients with primary MDS were evaluated, expanding the FAB system by two categories, for a total of seven, all having a high degree of correlation with prognosis. CMML was eliminated from the WHO categories. RA was split into pure refractory anemia (PRA) and refractory cytopenia with multilineage dysplasia (RCMD). Some conditions previously classified as RARS were placed in the pure sideroblastic anemia group, while those with additional dysplastic features were put into the RCMD category, along with refractory anemias without ringed sideroblasts. RAEB was divided into RAEB I and RAEB II, based on medullary and peripheral blast counts. RAEB-T was included under AML. Additionally, 5q was separated out as a distinct entity, although its relatively benign nature prevails only if the proportion of medullary blasts is below 5% [18].
These new risk-rating systems introduce a certain amount of confusion into studies comparing previous and current therapy, and no system has yet to earn universal acclaim. The classification revisions did, however, set the stage for a more accurate evaluation of the promising new treatment modalities currently being tested [19].
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CURRENT TREATMENT OPTIONS
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The treatment goals for MDS are to prevent or delay progression to AML, to prolong survival, and to improve the quality of life. Until recently, supportive care has been the mainstay of therapy. Even now, the older age of most patients with MDS argues against employing the newer treatment regimens such as dose-intensive chemotherapy and bone marrow transplantation [8].
To address the problem of hematopoietic dysfunction in myelodysplastic syndromes, various growth factors have been used to stimulate blood cell production. The use of these agents in the treatment of MDS is not without controversy, however, as they have the potential to stimulate proliferation, block apoptosis, and promote survival of both normal hematopoietic cells and preleukemic cells [19]. Among the newer treatments available, erythropoietin is the most commonly used. It is well tolerated, although few ever achieve a transfusion-free state [10, 19]. Patients with low serum erythropoietin levels and minimal red cell transfusion need are most likely to achieve favorable responses after erythropoietin treatment, but other MDS patients respond poorly, exhibiting response rates of 10% or less.
Clinical trials of GM-CSF have shown that it increases circulating neutrophil counts in a majority of MDS patients. These promising results have unfortunately not translated into increased patient survival rates [19]. Clinical trials of G-CSF have also demonstrated significant effects on neutrophil counts in patients with MDS, but not to the extent of treatment with GM-CSF [8]. Although both GM-CSF and G-CSF are effective in improving neutrophil counts in MDS, randomized studies have failed to show a clear benefit from these agents, as both therapies induce thrombocytopenia [8]. In the only randomized trial, treatment with G-CSF was associated with reduced survival compared with supportive care [20]. G-CSF can increase the ineffectiveness of erythropoietin in reducing anemia associated with MDS subtypes RA, RARS, and RAEB when given in combination with erythropoietin, and the demonstrated response rates have approached 40% [21].
Thrombopoietic growth factors are being evaluated in single-agent and combination therapy regimens for MDS, to counteract thrombocytopenia, a leading cause of morbidity and mortality in MDS [22]. Several factors have been shown to stimulate platelet production in humans in a dose-dependent manner, namely, recombinant forms of the ligand for c-mpl receptor present on cells of the megakaryocyte lineage, full-length recombinant human thrombopoietin and a truncated, pegylated form of the same molecule, and recombinant human megakaryocyte growth and development factor [23]. The potential utility of these agents in MDS is under investigation [23]. The biology and clinical development of thrombopoietic growth factors is discussed in the article by Dr. George Demetri in this supplement [24].
Clinical studies have also explored pleiotropic growth factors as a means of hematopoietic support in MDS. Interleukin-3 and interleukin-6 have been evaluated for their effects on enhancing platelet and neutrophil counts in MDS patients, but they have proven to be ineffective because of limited activity and therapy-related toxicities [10, 19]. Interleukin-11 is the only pleiotropic growth factor currently available commercially for the treatment of thrombocytopenia. Studies exploring the value of interleukin-11 as a thrombopoietic support agent in MDS are ongoing.
For younger patients, allogeneic stem cell transplantation has produced cure rates between 30% and 50%, albeit with a high treatment-associated mortality (20%). Patients with RAEB and RAEB-T have high rates of relapse [25]. Multiple improvements in transplant technology, including the use of peripheral blood stem cells and minitransplants, are in investigational stages. Transplants carry the additional advantage of exerting a graft-versus-tumor (or graft-versus-leukemia) effect [26].
Chemotherapy is designed to eliminate abnormal cells in MDS. Standard induction therapy with an anthracycline and cytarabine produces response in approximately 50% to 60% of patients, but the relapse rate is 90% within a median duration of less than one year [2, 8, 15, 27]. These regimens are also accompanied by significant toxicities and risk of mortality with considerable decrease in quality of life.
In a strategy similar to the cytokine therapy, several agents expected to stimulate a return to normal growth and differentiation are under evaluation. These include anti-tumor necrosis factor-
agents such as etanercept, infliximab, and pentoxifylline. Other agents such as ciprofloxacin, dexamethasone, vitamin D3 analogues, dimethyl sulfoxide, lipopolysaccharide, glucocorticoids, lectins, nucleoside analogues, hemins, and short-chain fatty acids, are being tested as differentiating agents [28]. Retinoic acids both inhibit proliferation of malignant cells and promote differentiation of normal cells [29].
Finally, experience with aplastic anemia in children has identified an immune component in certain cases of marrow failure. Treatment with antithymocyte globulin (ATG) and cyclosporin has restored normal hematopoiesis in 55% to 77% of patients [30]. Immune suppression has also improved the outcome of bone marrow transplantation in patients with MDS and a variety of leukemiashigh-dose ATG reduced the incidence of acute graft-versus-host disease in 55 adults without adverse effects or compromise of donor chimerism [31]. These results led one investigator to test ATG in 25 patients with hypoplastic MDS. Patients with this uncommon variant include those with RA, RARS, or RAEB, as classified according to the FAB system. A single course of ATG produced a response in two-thirds of RA patients, one-third of RAEB patients, and no RARS patients, reflecting the disparate nature of the conditions classified as MDS [32].
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DNA METHYLTRANSFERASE INHIBITION
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DNA methylation recently has been shown to play a key role in myelodysplasia. DNA methyltransferase enzymatically methylates cytosine residues in newly synthesized DNA, thus maintaining the parental pattern. Methylation usually suppresses gene transcription as effectively as it suppresses gene deletion [33]. Two nucleosides that affect this process have produced promising clinical results in inducing remissions: 5-azacytidine, a ring analogue of cytidine, and decitabine (5-aza-2'-deoxycytidine). Azacytidine is incorporated into DNA, where it produces a dose- and time-dependent inhibition of DNA methyltransferase activity [29]. Newly synthesized DNA is consequently hypomethylated, resulting in expression of previously quiescent genes (Fig. 2
).

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Figure 2. 5-Azacytidine-induced DNA hypomethylation and gene activation. 5-Azacytidine inhibits DNA methyltranferase (DMT), causing hypomethylation and transcription of previously quiescent genes.
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Two genes, p15INK4b and its homologous neighbor p16INK4a, are homozygously deleted in acute lymphocytic leukemia and many other cancer cell lines. These two genes are upstream regulators of the RB/p16 tumor suppressor pathway. When they are still present, they are frequently inactivated by methylation [34]. One of these, p15INK4b, a cyclin-dependent kinase inhibitor, is progressively more hypermethylated in progressively higher-risk MDS [35]. p15INK4b is actively transcribed in the presence of transforming growth factor-ß [36].
On a slightly larger scale, chromatin structure, which is dependent upon histone chemistry, is a crucial factor in regulating transcription. Alterations in histones, specifically hypoacetylation, and the consequent chromatin remodeling, have been shown also to be responsible for gene silencing. This implies that histone deacetylase inhibitors may be useful agents in cancer treatment [33].
Clinical Studies With Azacytidine and Decitabine
In preliminary studies, azacytidine and decitabine inhibition of DNA methyltransferase has shown promise in treating MDS. In a study of 29 elderly patients with high-risk MDS, decitabine produced complete remission in 29% of patients and partial remissions in 18% of patients, median duration of remission is 7.75 months. Median survival in these patients was 28 months [37]. In a single-arm phase I/II trial in which patients with RAEB and RAEB-T received a continuous infusion of azacytidine, 75 mg/m2/day for 7 days repeated every month, 49% of patients responded, with 37% having trilineage responses, either complete or partial. Complete remission occurred in 5 of the 43 patients and partial remission in 11. Median survival for all patients was 13.3 months, and median duration of remission was 14.7 months (Table 2
) [1]. (Patients who did not respond after 4 months were discontinued from the study.) A subsequent study using subcutaneous bolus injection of azacytidine produced a response in 50% of patients, with 27% having trilineage responses (Table 2
) [38].
These promising results led to a phase III trial involving 191 patients in three arms: standard supportive care (n = 92), subcutaneous azacytidine (n = 99). The trial design is illustrated in Figure 3
. The CALGB reported significant differences in complete remissions, partial remissions, and "improved" categories between the azacytidine-treated group and the group receiving only supportive care (Table 4
) [39]. There was a low treatment-related mortality (<1%). The median duration of response was 15 months. Highly significant differences were noted in the patients' times on study before exiting the trial due to lack of response, transformation to leukemia, low platelet count (<20,000), or death. A statistical analysis of competing variables demonstrated a significant difference in time to AML or death for those treated initially with azacytidine or supportive care of 22 months versus 12 months (p = 0.0034). Transformation to AML was 2.8-fold (p = 0.003) greater in the supportive-care group than in the azacytidine group suggesting that azacytidine can prevent transformation to acute leukemia. Overall survival in the crossover arm was not significantly different when all crossover patients were counted in the supportive care arm and compared with patients receiving induction azacytidine (18 months versus 14 months). A quality-of-life analysis showed that patients treated initially with azacitidine had a significantly greater improvement over time in fatigue, dyspnea, physical functioning, and physiological distress compared with those receiving supportive care only. These results are summarized in Tables 3 and 4
[40].
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SUMMARY
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MDS is a diagnosis characterized by extremely heterogeneous biologic behavior. Nevertheless, we are making progress in elucidating its pathogenesis, developing classifications to more accurately predict prognosis and new strategies for treatment. A promising new direction involves modulation of gene expression through inhibition of DNA methyltransferase using nucleoside analogues, such as 5-azacytidine. These agents appear to modulate the cell phenotype and improve bone marrow function. 5-azacytidine has produced favorable clinical results with respect to delayed progression to AML, prolonged survival rates, and improved quality of life.
Future studies will be necessary to define the optimal timing and dosing regimens for inhibiting DNA methyltransferase and to select the most effective concomitant therapies, such as histone deacetylase inhibitors, cytokines, and standard chemotherapy agents.
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ACKNOWLEDGMENT
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Supported in part by grants from the T.J. Martell Foundation for Leukemia, Cancer, and AIDS Research.
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Received September 28, 2001;
accepted for publication October 1, 2001.