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a Baylor College of Medicine, b The Methodist Hospital, and c Veterans Affairs Medical Center, Houston, Texas, USA; d Harvard Gene Therapy Initiative, Harvard Medical School, Boston, Massachusetts, USA
Correspondence: Bin S. Teh, M.D., The Methodist Hospital, Radiotherapy Department, 6565 Fannin, MS 121-B, Houston, Texas 77030, USA. Telephone: 713-790-2637; Fax: 713-793-1300; e-mail: bteh{at}bcm.tmc.edu
| ABSTRACT |
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Key Words. Radiotherapy • Gene therapy • Prostatic neoplasms • Treatment
| INTRODUCTION |
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Herpes Simplex Virus Thymidine Kinase (HSV-tk) in Situ "Suicide" Gene Therapy
Gene therapy involves the transfer of genetic material into human cells and the expression of that material in those cells for a therapeutic purpose [12]. In cancer gene therapy, the aim is to treat or prevent malignant disease by using the therapeutic information encoded in DNA sequences. Three different strategies of gene therapy are as follows. Strategy A involves the replacement of a defective or inactivated tumor suppression gene, e.g., p53 [13]. Strategy B requires the transfer or insertion of a gene that results in the activation of a prodrug to produce selective cytotoxicity [14, 15]. Strategy C involves the delivery of a gene to stimulate the immune system [16]. Gene therapy requires a "cargo-ship" (covector) for the delivery or transfer of genetic material into the target cells. We have chosen adenovirus as the covector for the following reasons: A) its ability to enter the cell efficiently; B) its high expression of therapeutic gene, and C) its failure to integrate into the host chromosome.
A feasible gene-therapeutic approach might involve the manipulation of genes that could ultimately bring about the death of a cancer cell. "Suicide" gene therapy, an example of strategy B, could be used to achieve this goal. It involves the transfection of a gene responsible for the production of an enzyme that converts an otherwise benign substance (prodrug) into a toxic agent that kills the cancer cells. Most of the enzymes used in suicide gene therapy are not normally encoded by mammalian cells but originate from viruses, bacteria, or fungi, and thus, are foreign to the transfected malignant mammalian cell. Specifically, we have employed, as our suicide gene therapy, the HSV-tk gene. The vehicle to transfer this gene is a replication-defective adenovirus. This is then followed by administration of antiherpetic agents, such as ganciclovir, acyclovir, or valacyclovir. These prodrugs are poor substrates for mammalian thymidine kinases, but are phosphorylated into effective cytotoxic drugs by HSV-tk [17, 18]. The phosphorylated drugs are nucleotide analogues, which are incorporated into DNA during cell division, leading to termination of DNA replication and cell death [19]. Moreover, the number of cells killed significantly exceeds the number of cells transduced with HSV-tk gene, a phenomenon known as the "bystander effect" [20]. The "bystander effect" may be caused by a number of possible mechanisms: A) passage of toxic metabolites produced in the transduced cells across gap junctions into neighboring cells; B) damaged, suicide-gene-containing cells release of soluble toxic substances into the microenvironment, or C) a local immune response elicited by cytokines released locally by those cells killed by the suicide-gene system. This further attracts immunocytes into the tumor, mediating an antitumor response.
Potential Benefits and Theoretical Advantages of Combining Radiotherapy with Gene Therapy
Our approach at the Baylor College of Medicine has been to combine radiotherapy with in situ gene therapy, two different therapies with different toxicity profiles, with the intention to achieve increased disease control. There are various potential benefits of combining radiation therapy with gene therapy. Gene therapy may cause radiosensitization or additive cell killing [2023]. Theoretical mechanisms of the enhanced antitumor effects from this combined approach may be:
| COMBINING RADIOTHERAPY WITH GENE THERAPYFROM LABORATORY TO CLINICS |
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Preclinical Trials
We have assessed the toxicity and efficacy of adenovirus-mediated HSV-tk + ganciclovir (prodrug) therapy by using both in vitro and in vivo prostate cancer models. The adenoviral transduction efficiency was tested on the mouse prostate cancer cell line, RM-1, using a recombinant vector containing the bacterial ß-galactosidase gene. The efficiency of transduction followed a multiplicity of infection (MOI)-dependent pattern involving the transduction of practically all the cells at MOI values exceeding 100. Also, the HSV-tk enzymatic activity, measured by the ability of extracts of transduced cells to phosphorylate acyclovir, demonstrated viral-dose dependence, with activity being detected at practically all MOI levels [19]. We have also demonstrated that HSV-tk + ganciclovir was highly effective against mouse and human prostate cancer cell lines in vitro [19]. The rationale for using the RM-1 orthotopic model in vivo was that it represented a faithful prostatic environment (the presence of local immunity and growth factors) and a realistic therapeutic testing site for in situ gene therapy. In this model, RM-1 prostate cancer cells were injected into mice subcutaneously. Intratumoral injection of HSV-tk was performed after 6 days. This was then followed by ganciclovir injections intraperitoneally twice daily for 6 days. Using this in vivo model, we set our goals to evaluate the effect of HSV-tk + ganciclovir gene therapy on local control and survival, spontaneous or preexisting metastatic disease, and induced metastatic disease.
HSV-tk + ganciclovir gene therapy demonstrated significant growth suppression of the local tumor and survival advantage when compared with controls [19]. Increased areas of necrosis, increased numbers of apoptotic bodies, and extensive immunocytic infiltration relative to controls were noted to accompany HSV-tk + ganciclovir cytotoxicity [19]. In contrast, transfer of systemically directed gene therapy to the orthotopic prostate was found to be ineffective, due to the clearance of the virus from the circulation by the immune system and to the natural affinity of the virus for respiratory and hepatic tissues [28, 29].
When mice were sacrificed, their lungs were also examined carefully for any metastatic disease. HSV-tk + ganciclovir gene therapy significantly decreased the number of pulmonary metastatic lesions when compared with controls. To further confirm the antimetastatic effects of gene therapy, we created an induced metastatic prostate cancer model by injecting RM-1 cells into the tail veins of the mice in addition to the subcutaneous injection. The intratumoral injection of HSV-tk and intraperitoneal injection of ganciclovir were performed as previously stated. Marked suppression of the induced lung metastatic lesions was achieved with the in situ gene therapy compared with controls [30]. The most likely explanation for the antimetastatic activity was the induction of an antitumor immunity by HSV-tk + ganciclovir gene therapy. Other possible explanations include the release of an antiangiogenic substance, targeting of angiogenesis, and killing of premetastatic cells.
Prostate cancer cells have been well known to be sensitive to androgen ablation. Hall et al. set out to investigate the effects of HSV-tk + ganciclovir gene therapy and androgen ablation on prostate cancer cells [31]. Mice were castrated to achieve androgen ablation. The local tumor control effects of gene therapy were enhanced by concomitant androgen ablation. However, the antimetastatic effects of the combined gene therapy with androgen ablation were similar to and not better than the effects of gene therapy alone [31]. Furthermore, we have reported no systemic spread and minimal local spread of the adenoviral vector within the genitourinary (GU) system in our mouse model [32]. Table 1
shows a summary of the effects of radiotherapy, gene therapy, hormonal therapy, and combinations thereof on local control and systemic control, as observed in preclinical trials.
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Clinical Trials
The promising results from our preclinical trials have led to a phase I clinical trial evaluating this type of gene therapy in patients with locally recurrent prostate cancer after initial radiotherapy. This trial consisted of the direct intraprostatic injection of an adenoviral vector containing the HSV-tk gene under transrectal ultrasound guidance followed by intravenous administration of ganciclovir. A total of 18 patients were enrolled in this trial. They were treated at four escalating doses from 1 x 108 to 1 x 1011 infectious units (IU). Treatment-related toxicity was graded according to the Cancer Therapy Evaluation Program (CTEP) Common Toxicity published by the National Cancer Institute. Toxicity was encountered in only 5 of the 18 patients. Four patients experienced mild toxicity of grade 1-2. One patient, at the highest dose level, developed spontaneously reversible grade 4 thrombocytopenia and grade 3 hepatotoxicity. Cultures of nasal mucus, blood, and urine from all patients were consistently negative for adenoviral growth. Three patients achieved an objective response during this phase I study, one each at the three highest dose levels, documented by a fall in serum prostate-specific antigen (PSA) level by 50% or more sustained for 6 weeks to 1 year. The trial demonstrated the safety of HSV-tk + ganciclovir gene therapy in human prostate cancer as well as its anticancer activity [33].
Efficacy of Combined HSV-tk Suicide Gene Therapy and Radiotherapy
Preclinical Trial
The prostate cancer cell line, RM-1, was used for subcutaneous injection into syngeneic C57BL/6 mice [34]. Tumors measuring 50-60 mm3 were established in the hind flank to avoid complications of scatter radiation damage to viscera. HSV-tk was then injected intratumorally. This was followed by ganciclovir given intraperitoneally twice daily for 6 days. Forty-eight to 72 hours after gene vector injection, the tumors were irradiated at 5 Gy using an orthovoltage x-ray generator. To establish lung metastases, RM-1 cells were also injected into the tail vein of the mice in addition to the subcutaneous injection. The end points of these studies were: local tumor control, survival, local immunological response, and systemic effect on lung metastases.
Figure 1
shows that both monotherapy (either gene therapy or radiotherapy alone) modalities decreased tumor growth compared with the control. The combined gene therapy and radiotherapy group showed the most significant inhibition of tumor growth compared with the control and all other treatment groups.
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In the lung metastases model, gene therapy alone resulted in 37% fewer lung nodules than in the control, but the addition of radiotherapy to gene therapy resulted in a further 50% fewer metastatic lesions (Fig. 3
). Radiation therapy alone had no effect on lung metastases. Figure 4
illustrates the autopsy specimens showing that the lungs from animals treated with combined gene therapy and radiotherapy had the least number of lung metastatic nodules, followed by the gene therapy alone group. The radiotherapy alone group had the same number of lung metastases as the controls, an expected outcome inasmuch as radiotherapy is a local therapy. We also know from previous experiments that this type of in situ gene therapy had systemic effects, likely through an immunological response [19, 32]. However, it was surprising and encouraging to find that when local therapy, i.e., radiotherapy, was added to in situ HSV-tk + ganciclovir gene therapy, not only local control but also systemic effects were significantly improved. A new form of spatial cooperation is created whereby the interactions of two local therapies enhance both local and systemic control in this model.
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| CURRENT CLINICAL TRIALS |
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Treatment Schema
There are three arms in this study. Arm A includes patients with a PSA level <10, a Gleasons score <7, and clinical stage T1-T2a. Arm B patients have one of the following characteristics: a PSA level
10, a Gleasons score
7, or clinical stage T2b-T3. Arm C patients have pathologically proven regional (pelvic) lymph node involvement of prostate cancer. Table 2
shows the treatment schema in each arm.
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The viral vector was produced at the Baylor College of Medicine gene vector laboratory in accordance with good manufacturing practice (21 CFR210 and 211). The vector was characterized for purity and potency for clinical use. Once produced, it was stored at 80° C.
Radiotherapy
A mean dose of 76 Gy (prescribed dose of 70 Gy in 2 Gy/fraction) was delivered to the prostate utilizing a NOMOS Peacock intensity-modulated radiation therapy system (NOMOS Corporation; Sewickley, PA). In addition, arm C patients also received 45 Gy of radiation in 1.8 Gy/fraction to the draining pelvic lymphatics. These techniques have been described in detail previously [36, 37]. Briefly, the patients were treated prone in a customized vacuum bag fitted into a treatment box for the purpose of immobilization. A rectal balloon was placed each day during treatment to prevent prostate motion. Radiotherapy was initiated 48 hours following the first gene vector injection in arm A and 48 hours after the second gene vector injection in arms B and C.
Androgen Deprivation
For arm B (high risk) and arm C (stage D1) patients, androgen deprivation was begun concomitantly with the first gene vector injection on day 0. Hormonal therapy consisted of one intramuscular injection of a 4-month (30 mg) leuprolide acetate (Lupron®) depot, a luteinizing-hormone-releasing hormone agonist, and flutamide (Eulexin®), an antiandrogen given orally in a 125 mg x 2 dose three times a day for fourteen days.
Patient Evaluation
CTEP common toxicity criteria by the National Cancer Institute were used to assess the toxicity related to the gene therapy and hormonal therapy. The Radiation Therapy Oncology Group (RTOG) morbidity score [38] was used to evaluate the toxicity related to radiotherapy, especially of the lower gastrointestinal (GI) and GU systems. PSA was evaluated.
Acute Toxicity
Until September 2001, 45 patients (23 in arm A, 19 in arm B, and three in arm C) had completed the trial. The median follow-up was 10.0 months (from 1.3 to 14.9 months). Fifteen patients (33%) developed CTEP grade 1 flu-like symptoms after gene therapy injection. Nine patients (20%) and two patients (4%) developed grade 1 and 2 fevers, respectively. One patient in arm B developed a grade 3 elevation in liver enzyme level, while 12 and two patients developed grade 1 and 2 abnormal liver function tests, respectively. There was no grade 2 or above toxicity in the complete blood count. Five patients had a grade 1 transient rise in creatinine level. There was no RTOG grade 3 or above lower GI toxicity. There was one patient with RTOG grade 3 GU toxicity. One patient dropped out of the trial due to an allergic reaction to the pill, valacyclovir. No other patient had treatment withheld due to severe toxicity. Posttreatment PSA had declined appropriately in all patients with the exception of one patient in Arm C with pelvic bone metastasis who was then on hormone treatment.
| DISCUSSION |
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It is too early to look at the efficacy of this trial, especially in view of prostate cancer treatment, which needs much longer follow-up. We are currently gathering clinical digital rectal examination (DRE), biochemical (PSA), and pathological (biopsy) data. The end points of efficacy for cancer gene therapy are currently receiving a lot of attention. In the treatment of prostate cancer, the traditional end points include DRE data, biopsy data, PSA level, and evidence of distant metastases [39, 40]. In our previous phase I trial involving salvage gene therapy for patients who failed initial radiotherapy, we noted that gene therapy caused stabilization of PSA rather than true PSA nadir achieved in patients treated with radiotherapy alone. Newer serum markers, such as caveolin-1, may be more representative of response to gene therapy. These markers are currently being evaluated. It is also known that the efficacy of this type of gene therapy depends on "bystander effects" and the host immune system stimulation. Soon, various histological, immunological, and molecular assessments, such as apoptosis, necrosis, p53, p21, inflammatory response, local immunological response, cytokine gene expression, and others, will be performed on the biopsy specimens. Evaluation of the host immune response also will be carried out. This includes the patients cytokine profile, such as interleukin-6, transforming growth factor-beta, tumor necrosis factor-alpha, characterization of lymphoid population, proportion of activated T-cells, functional activities of monocytes, and natural killer cells.
Longer-term follow-up in larger cohorts is needed to evaluate efficacy and late toxicity. In view of the potential for enhancing both local tumor control and eliciting antimetastatic properties (a new model of spatial cooperation), this combined radio-gene therapy can be used in the treatment of other tumor types, such as head and neck cancer, pancreatic cancer, lung cancer, etc. This approach is theoretically ideal for cancers which have a high propensity for local recurrence and distant metastases with the currently available treatment modalities. More studies involving this combined radio-gene therapy approach are warranted.
Future directions include the refinement of various issues regarding gene therapy and the best sequencing of radio-gene therapy. This type of gene therapy elicits its antitumor effects via direct cytotoxicity "bystander effects," as well as stimulated immunological response. A more detailed assessment of the mechanisms, especially in humans, is required. Also, the gene vector distribution within the prostate needs to be further elucidated. As prostate cancer can be a multifocal disease, optimal therapy will likely require a uniform distribution of the vector throughout the gland. It may be that we can inject more gene vector into the hypoechoic areas, which have been correlated with a higher incidence of cancer. There is also consideration of the physical size of the prostate gland, which varies a great deal among patients. We are also planning to utilize three-dimensional planning based on reconstructed prostate volume to aid gene vector delivery and distribution. Our initial pathologic volumetric studies (from our neoadjuvant gene therapy followed by prostatectomy trial) showed that only portions of the tumor show morphologic effects as well as an inverse relationship between percentage of the affected tumor and prostate and tumor size [41]. These findings will have a major impact on our future planning for the most optimal gene vector injection and distribution. The best sequencing of radiation therapy and gene therapy needs more investigation in order to achieve the best radiosensitization, maximal cytotoxicity, and optimal new spatial cooperationa combination of local therapies leading to enhanced local control and systemic effects. We can also explore the combination of radiation therapy with other types of gene therapy based on the safety data from this trial.
| ACKNOWLEDGMENT |
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| REFERENCES |
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Minerva BMJ, November 9, 2002; 325(7372): 1122 - 1122. [Full Text] [PDF] |
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